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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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192 documents
Date Reference Title Sections Type Main document Info
JC 2021 08 Joint Committee Annual Report 2020 Joint Committee Annual Report DOWNLOAD 1.01 MB
ESMA70-151-2537 Compliance table Guidelines Conflict of interest Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 141.4 KB
ESMA70-151-2536 compliance table Guidelines APC Measures Guidelines and Technical standards, Trade Repositories Compliance table DOWNLOAD 141.15 KB
ESMA70-156-3926 Annual Report 2020 Non-equity Waivers and Deferrals Trading Annual Report DOWNLOAD 2.44 MB
ESMA34-49-186 Confirmation of compliance with Guidelines - MMF Stress test guidelines Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 136.41 KB
ESMA 33-9-383 CRA Market Share Calculation 2020 Credit Rating Agencies Annual Report DOWNLOAD 511.26 KB
ESMA32-67-142 Compliance table on ESMA Guidelines on the enforcement of financial information Issuer disclosure, Financial reporting Compliance table DOWNLOAD 150.56 KB
ESMA34-32-699 Guidelines compliance table - Guidelines on model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities (ESMA/2013/998) Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 108.66 KB
ESMA70-156-3300 MiFID II/MiFIR Annual Report under Commission Delegated Regulation (EU) 2017/583 (RTS 2) Trading Annual Report DOWNLOAD 558.13 KB
ESMA20-95-1264 2019 Annual Report Board of Supervisors, About ESMA, Management Board, About ESMA Annual Report DOWNLOAD 3.03 MB
ESMA20-95-1132 2020 Annual Work Programme - revised Board of Supervisors, About ESMA, Management Board, About ESMA Annual Report DOWNLOAD 548.42 KB
ESMA80-199-332 ESMA Supervision - Annual Report 2019 and Work Programme 2020 Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories Annual Report DOWNLOAD 825.72 KB
Related documents ESMA Supervision WP 2020
Summary
Translated versions
ESMA70-145-66 Compliance table regarding MAR guidelines for persons receiving market soundings Guidelines and Technical standards, Market Abuse Compliance table DOWNLOAD 138.03 KB
ESMA35-43-1076 Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 157.54 KB
ESMA70-21038340-46 Compliance table for the Guidelines on market making activities under the Short Selling Regulation Guidelines and Technical standards, Market Integrity, Short Selling Compliance table DOWNLOAD 267.48 KB
ESMA70-156-1010 On the application of waivers and deferrals Trading Annual Report DOWNLOAD 7.33 MB
ESMA20-95-1136 Annual Report 2018 Annual Report DOWNLOAD 6.84 MB
2019 19 Joint Committee Annual Report 2018 Joint Committee Annual Report DOWNLOAD 198.17 KB
ESMA70-145-1345 Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II Guidelines and Technical standards, Trading Compliance table DOWNLOAD 112.12 KB
ESMA80-199-273 ESMA supervision 2019 work plan and annual report 2018 Credit Rating Agencies Annual Report DOWNLOAD 622.46 KB