ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

230 documents
Date Sort ascending Reference Title Sections Type Main document Info
2015/SMSG/036 SMSG Advice on ESEF Electronic reporting, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 109.63 KB
2016/SMSG/006 SMSG Opinion Paper on PRIIPs Regulation – Performance Measures Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 101.82 KB
ESMA/2015/SMSG/031 Advice on sound remuneration under UCITS and AIFMD Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 123.3 KB
2015/SMSG/025 SMSG Position Paper MAR Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 158.23 KB
2015/SMSG/026 Advice on Proxy advisors Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 206.54 KB
2015/SMSG/023 SMSG reply to the ESAs_PRIIPS_Key information document PRIIPs_final Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 662.2 KB
2015/SMSG/20 SMSG Advice on Assessment of Knowledge and Competence in the Context of MiFID II Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 362.66 KB
SMSG 09/07/15 SMSG Advice on the Commission’s Green Paper “Building a Capital Markets Union” Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 781.74 KB
2015/MB/39 ESMA's Report on Budgetary and Financial Management About ESMA Annual Report DOWNLOAD 406.99 KB
2015/934 ESMA Annual Report 2014 About ESMA Annual Report DOWNLOAD 2.29 MB
2014/SMSG/018 SMSG Call for evidence: Competition, choice and conflicts of interest in the credit rating industry Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 91.24 KB
2015/SMSG/017 PART III SMSG Contribution to the Green Paper on CMU - PART III Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 470.85 KB
2015/SMSG/017 PART II SMSG Contribution to the Green Paper on CMU - PART II Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 384.44 KB
2015/SMSG/017 PART I SMSG Contribution to the Green Paper on CMU - PART I Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 274.66 KB
2015/SMSG/016 SMSG Advice on cross-selling Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 92.49 KB
2015/SMSG/011 SMSG Advice – The Use of Credit Ratings by Financial Intermediaries Article 5(a) of the CRA Regulation Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 219.99 KB
2015/SMSG/005 SMSG advice paper on PRIIPS Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 362.86 KB
2015/280 ESMA supervision of Credit Rating Agencies and Trade Repositories About ESMA, Credit Rating Agencies, Post Trading Annual Report DOWNLOAD 891.95 KB
2015/SMSG/003 SMSG Response to ESMA’s Consultation Paper on Draft Regulatory Technical Standards on prospectus related issues under the Omnibus II Directive Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 286.08 KB
2014/SMSG/51 SMSG advice - EuSEF/EuVECA Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 112.66 KB