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819 documents
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JC 2023 36 Joint SH Advice on DORA ITS register of information Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 264.65 KB
JC 2023 35 Joint SH Advice on DORA RTS policy contractual arrangements Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 198.7 KB
JC 2023 34 Joint SH Advice on DORA RTS Classification ICT Incidents Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 250.98 KB
JC 2023 44 Joint Committee report on Risks and Vulnerabilities in the EU financial system - Autumn 2023 Joint Committee, Risk monitoring Report DOWNLOAD 531.6 KB
ESMA50-524821-2800 ESMA Working Paper - Bang for (breaking) the buck: Regulatory constraints and money market funds reforms Fund Management, Risk monitoring Reference DOWNLOAD 941.25 KB
ESMA50-1389274163-2636 ESMA working paper on Connectedness among EU investment funds Fund Management, Risk monitoring Reference DOWNLOAD 763.53 KB
ESMA34-1921782652-1922 Report on penalties and measures imposed under the UCITS Directive in 2022 Fund Management Report DOWNLOAD 587.42 KB
ESMA34-1985693317-1074 Report on penalties and measures imposed under the AIFMD in 2022 Fund Management Report DOWNLOAD 626.73 KB
JC 2023 36 Annex II for the template register of information at (sub)consolidated level Digital Finance and Innovation, Joint Committee Reference DOWNLOAD 82.48 KB
JC 2023 36 Annex I for the template register of information at Entity level Digital Finance and Innovation, Joint Committee Reference DOWNLOAD 67.35 KB
ESMA50-164-7134 Alternative Investment Funds (AIFs) exposures to commercial real estate - 2021 Fund Management, Risk monitoring Reference DOWNLOAD 132.62 KB
ESMA34-45-1814 Report on Marketing requirements and marketing communications under the Regulation on cross-border distribution of funds Fund Management Report DOWNLOAD 1.34 MB
ESMA24-450544452-1826 Verena Ross' ECON Opening Statement, 29 June 2023 - Retail Investment Strategy Fund Management, Investor protection, Speeches Speech DOWNLOAD 143.16 KB
Inflation factsheet Factsheet on how do inflation and the rise in interest rates affect my money Investor protection, Joint Committee Reference DOWNLOAD 3.41 MB
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Translated versions AT , BE , BG , EL , CS , DE , DA , ET , EL , ES , FI , FR , HR , HU , GA , IT , LT , LU , LV , MT , NL , PL , PT , RO , SV , SL , SK
JC 2023 35 Consultation Paper on content of the policy in relation to the contractual arrangements on the use of ICT services supporting critical or important functions provided by ICT third-party service providers Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 568.18 KB
JC 2023 36 Consultation Paper on draft ITS to establish the templates composing the register of information in relation to all contractual arrangements on the use of ICT services provided by ICT third-party service providers Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 1.57 MB
Related documents Annex I for the template register of information at Entity level Annex II for the template register of information at (sub)consolidated level
Summary
Translated versions
JC 2023 34 Consultation Paper on draft RTS on the criteria for the classification of ICT related incidents, materiality thresholds for major incidents and significant cyber threats Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 830.61 KB
JC 2023 39 Consultation Paper on draft RTS on ICT risk management tools, methods, processes and policies Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 1.03 MB
JC 2023 40 DORA public consultation on the first batch of policy products Digital Finance and Innovation, Joint Committee Reference DOWNLOAD 224.36 KB
Related documents Consultation Paper on draft RTS on ICT risk management tools, methods, processes and policies Consultation Paper on draft RTS on the criteria for the classification of ICT related incidents, materiality thresholds for major incidents and significant cyber threats Consultation Paper on draft ITS to establish the templates composing the register of information in relation to all contractual arrangements on the use of ICT services provided by ICT third-party service providers Consultation Paper on content of the policy in relation to the contractual arrangements on the use of ICT services supporting critical or important functions provided by ICT third-party service providers
Summary
Translated versions
Ares(2023)3906255 Formal request to ESMA for technical advice on the review of Commission Directive 2007/16/EC on UCITS eligible assets Fund Management Letter DOWNLOAD 442.61 KB