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2016/468 |
ESMA fines DTCC Derivatives Repository Limited €64,000 for data access failures |
Press Releases, Trade Repositories |
Press Release |
DOWNLOAD 166.05 KB |
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2016/408 |
Decision to adopt a supervisory measure taking the form of a public notice and to impose a fine in accordance with Statement of Findings in accordance with Articles 64(5), 65, 67 and 73 of Regulation (EC) No 648/2012 EMIR |
Trade Repositories |
Decision |
DOWNLOAD 62.47 KB |
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2016/247 |
ESMA to focus on governance, strategy, data and fees in 2016 supervision |
Credit Rating Agencies, Press Releases, Trade Repositories |
Press Release |
DOWNLOAD 160.03 KB |
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2016/234 |
ESMA’s supervision of credit rating agencies and trade repositories - 2015 annual report and 2016 work plan. |
Credit Rating Agencies, Trade Repositories |
Report |
DOWNLOAD 2.08 MB |
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2011/39 |
Update on measures adopted by competent authorities on short selling |
CESR Archive |
Statement |
DOWNLOAD 287.67 KB |
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09-172d |
Protocol on the Operation of CESR MiFID Database |
CESR Archive |
Reference |
DOWNLOAD 127.16 KB |
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10-1505 |
Letter to the IFRS foundation regarding the Trustees' Strategy Review |
CESR Archive |
Letter |
DOWNLOAD 236.52 KB |
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10-1623 |
CESR Comment letter to EFRAG regarding the Trustees' Strategy Review |
CESR Archive |
Letter |
DOWNLOAD 249.87 KB |
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10-1210 |
Feedback statement - CESR Technical Advice to the European Commission in the Context of the MiFID Review-Standardisation and Organised Platform Trading of OTC Derivatives |
CESR Archive |
Final Report |
DOWNLOAD 281.37 KB |
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10-1351 |
Feedback statement - Transaction Reporting on OTC Derivatives and Extension of the Scope of Transaction Reporting Obligations |
CESR Archive |
CESR Document |
DOWNLOAD 93.89 KB |
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10-1318 |
Guidelines - Selection and presentation of performance scenarios in the Key Investor Information document (KII) for structured UCITS |
CESR Archive |
CESR Document |
DOWNLOAD 198.56 KB |
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10-1319 |
Guidelines - Transition from the Simplified Prospectus to the Key Investor Information document |
CESR Archive |
CESR Document |
DOWNLOAD 136.11 KB |
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10-1320 |
CESR’s guide to clear language and layout for the Key Investor Information document |
CESR Archive |
CESR Document |
DOWNLOAD 161.87 KB |
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CESR/10-1321 |
CESR’s template for the Key Investor Information document |
CESR Archive |
CESR Document |
DOWNLOAD 108.44 KB |
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10-1396 |
Feedback statement - CESR’s level 3 guidelines on the selection and presentation of performance scenarios in the Key Investor Information document (KII) for structured UCITS |
CESR Archive |
CESR Document |
DOWNLOAD 124.29 KB |
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10-1397 |
Feedback statement - Guidelines for the transition from the Simplified Prospectus to the Key Investor Information document |
CESR Archive |
CESR Document |
DOWNLOAD 112.83 KB |
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10-1398 |
Feedback statement - A guide to clear language and layout for the Key Investor Information document (KII) |
CESR Archive |
CESR Document |
DOWNLOAD 103.3 KB |
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10-1399 |
Feedback statement - CESR’s template for the Key Investor Information document |
CESR Archive |
CESR Document |
DOWNLOAD 123.79 KB |
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10-1518 |
CESR comment letter regarding the IASB’s Exposure Draft Leases |
CESR Archive |
Letter |
DOWNLOAD 258.38 KB |
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10-1468 |
CESR comment letter regarding EFRAG’s draft response on the IASB’s Exposure Draft Leases |
CESR Archive |
Letter |
DOWNLOAD 253.41 KB |
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