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Market makers - XLS |
Market makers and authorised primary dealers who are using the exemption under the SSR - XLS |
Short Selling |
Reference |
DOWNLOAD 40.72 KB |
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Market makers - pdf |
Market makers and authorised primary dealers who are using the exemption under the SSR - PDF |
Short Selling |
Reference |
DOWNLOAD 453.92 KB |
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Net short thresholds |
Net short position notification thresholds for sovereign issuers |
Short Selling |
Reference |
DOWNLOAD 27.35 KB |
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ESMA84-2037069784-2122 |
Consultation Paper on the Proposed Revisions to Commission Delegated Regulation (EU) 447/2012 and Annex I of CRA Regulation |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 828.51 KB |
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ESMA43-1868696574-751 |
ESMA fines Scope EUR 2,197,500 for breaches of conflict of interest obligations - Press Release |
Board of Supervisors, Credit Rating Agencies, Press Releases |
Press Release |
DOWNLOAD 204.81 KB |
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ESMA43-1868696574-770 |
Decision to impose fines in respect of infringements committed by Scope Ratings GmbH |
Board of Supervisors, Credit Rating Agencies |
Decision |
DOWNLOAD 591.09 KB |
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ESMA43-1868696574-745 |
Public Notice on the decision to impose fines in respect of infringements committed by Scope Ratings GmbH |
Board of Supervisors, Credit Rating Agencies |
Decision |
DOWNLOAD 135.04 KB |
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BoA-D-2024-01 |
Board of Appeal of the ESAs - Decision in the appeal by Dubai Commodities Clearing Corporation (DCCC) vs ESMA |
Board of Appeal, CCP |
Decision |
DOWNLOAD 450.53 KB |
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ESMA50-524821-3002 |
Working Paper on Market impacts of the 2020 short selling bans |
Risk monitoring, Short Selling |
Report |
DOWNLOAD 742.21 KB |
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ESMA84-2037069784-2106 |
Report on CRA Market Share Calculation 2023 |
Credit Rating Agencies |
Report |
DOWNLOAD 314.13 KB |
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ESMA80-189-33520 |
Final report on EU CLO credit ratings – risk of conflicts of interests relating to methodology changes |
Credit Rating Agencies |
Final Report |
DOWNLOAD 606.64 KB |
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ESMA71-545613100-2402 |
Making finance work for a sustainable future - Press Release |
Benchmarks, CCP, Credit Rating Agencies, Fund Management, Investor protection, Issuer disclosure, Press Releases, Sustainable finance |
Press Release |
DOWNLOAD 297.43 KB |
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ESMA71-702228251-2720 |
ESMA contributions to sustainable finance - visuals |
Benchmarks, CCP, Credit Rating Agencies, Fund Management, Investor protection, Issuer disclosure, Sustainable finance |
Reference |
DOWNLOAD 829.77 KB |
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ESMA50-164-770 |
Links to national websites where net short positions in shares are disclosed |
Short Selling |
Reference |
DOWNLOAD 123.78 KB |
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BoA-D-2023-03 |
Board of Appeal of the ESAs - Decision on Dubai Commodities Clearing Corporation (DCCC) vs ESMA |
Board of Appeal |
Decision |
DOWNLOAD 313.35 KB |
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ESMA24-450544452-1848 |
Annex to the Opening Statement - 2023 ECON Annual Hearing, 23 October 2023 |
About ESMA, Benchmarks, Board of Supervisors, CCP, Credit Rating Agencies, Digital Finance and Innovation, International cooperation, Investor protection, Issuer disclosure, Market data, Market Integrity, Securitisation, Speeches, Supervisory convergence, Sustainable finance, Trading |
Reference |
DOWNLOAD 641.86 KB |
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BoA-D-2023-01 |
Board of Appeal of the ESAs - Decision on Euroins Insurance Group AD vs EIOPA |
Board of Appeal |
Decision |
DOWNLOAD 280.05 KB |
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BoA-D-2023-02 |
Board of Appeal of the ESAs - Decision on Euroins Insurance Group AD vs EIOPA on a plea of inadmissibility |
Board of Appeal |
Decision |
DOWNLOAD 353.27 KB |
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BoA-O-2023-01 |
Board of Appeal of the ESAs - Order on Euroins Insurance Group AD vs EIOPA |
Board of Appeal |
Decision |
DOWNLOAD 212.24 KB |
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ESMA33-5-87 |
Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA |
Credit Rating Agencies |
Q&A |
DOWNLOAD 426.65 KB |
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