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ESMA71-99-1256 |
ESMA CRAs TRs thematic fees report |
Press Releases, Supervisory convergence, Trade Repositories |
Press Release |
DOWNLOAD 101.41 KB |
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ESMA80-196-3218 |
Follow-up Report on fees charged by CRAs and TRs |
Credit Rating Agencies, Supervisory convergence, Trade Repositories |
Report |
DOWNLOAD 606.45 KB |
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ESMA71-100-1792 |
CRAs and TRs Follow Up Fees Factsheet |
Credit Rating Agencies, Supervisory convergence, Trade Repositories |
Reference |
DOWNLOAD 122.09 KB |
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ESMA71-99-1263 |
Press release: ESMA calls for strengthened supervision on suspicious transaction reporting |
Market Abuse, Supervisory convergence |
Press Release |
DOWNLOAD 100.61 KB |
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ESMA42-111-4916 |
STOR Peer Review Report |
Market Abuse, Supervisory convergence |
Final Report |
DOWNLOAD 1.17 MB |
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ESMA70-151-2820 |
Supervisory measures and Penalties under Articles 4, 9, 10 and 11 of EMIR |
Post Trading, Supervisory convergence |
Report |
DOWNLOAD 819.71 KB |
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ESMA42-111-4895 |
EMIR data quality peer review |
Post Trading, Supervisory convergence |
Report |
DOWNLOAD 862.01 KB |
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ESMA71-319-144 |
Building the EU Capital Markets Union while fostering global financial markets - EU-Asia Financial Dialogue/ASIFMA Conference |
International cooperation, Speeches, Supervisory convergence, Sustainable finance |
Speech |
DOWNLOAD 135.51 KB |
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ESMA70-156-835 |
Supervisory Briefing PreTradeTransparency Non-Equity Instruments |
Trading, Supervisory convergence |
Report |
DOWNLOAD 148.65 KB |
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ESMA70-151-1019 |
Consolidated SFTR_Validation_Rules |
Securities Financing Transactions |
Reference |
DOWNLOAD 120.19 KB |
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ESMA70-151-2371 |
Response form to consultation on Guidelines for reporting under Articles 4 and 12 SFTR |
Securities Financing Transactions |
Reference |
DOWNLOAD 757.3 KB |
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ESMA70-151-1985 |
Consultation paper on Guidelines for reporting under Articles 4 and 12 SFTR |
Securities Financing Transactions |
Consultation Paper |
DOWNLOAD 1.32 MB |
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ESMA31-62-780 |
Q&A on Prospectus Related Topics |
Brexit, Issuer disclosure, Prospectus, Corporate Governance, About ESMA, Prospectus, Supervisory convergence |
Q&A |
DOWNLOAD 957.9 KB |
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ESMA71-99-1136 |
SCSC Chair reappointed |
Board of Supervisors, Supervisory convergence |
Statement |
DOWNLOAD 78.43 KB |
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ESMA71-319-91 |
Brexit – the regulatory challenges |
Brexit, Fund Management, Trading, Post Trading, Speeches, Supervisory convergence |
Speech |
DOWNLOAD 175.3 KB |
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ESMA35-43-1493 |
MiFID II supervisory briefing on the use of third-country branches by EU firms |
Brexit, Investor protection, Supervisory convergence |
Reference |
DOWNLOAD 469.29 KB |
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ESMA42-114-647 |
ESMA's Supervisory Convergence Work Programme 2019 |
Board of Supervisors, Supervisory convergence |
Reference |
DOWNLOAD 334.85 KB |
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ESMA20-95-1105 |
2019 Regulatory Work Programme |
Board of Supervisors, About ESMA, Supervisory convergence |
Report |
DOWNLOAD 308.68 KB |
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ESMA70-151-1719 |
Letter to VP Dombrovskis on opinion on SFTR |
Securities Financing Transactions |
Letter |
DOWNLOAD 213.13 KB |
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ESMA70-151-1651 Annex 1 |
Letter from European Commission on SFTR draft RTS |
Securities Financing Transactions |
Letter |
DOWNLOAD 159.5 KB |
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