ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

47 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA35-335435667-5931 Final Report on the 2023 Common Supervisory Action and Mystery Shopping Exercise on marketing Investor protection Report DOWNLOAD 998.39 KB
ESMA42-2004696504-7771 Follow-up Report to the Peer Review into supervisory actions aiming at enhancing the quality of data reported under EMIR Post Trading, Supervisory convergence Report DOWNLOAD 419.48 KB
ESMA50-524821-3157 TRV Article - Social media sentiment: Influence on EU equity prices Investor protection, Risk monitoring Report DOWNLOAD 486.29 KB
ESMA74-2119945925-1959 Feedback statement of the Call for evidence on shortening the settlement cycle Post Trading Report DOWNLOAD 648.87 KB
ESMA74-2119945925-1568 Report on provision of cross-border services by CSDs and handling of applications under Article 23 of CSDR from 2020 to 2022 Post Trading Report DOWNLOAD 1.94 MB
ESMA35-43-3861 Supervisory briefing on understanding the definition of advice under MiFID II Investor protection Report DOWNLOAD 844.02 KB
ESMA35-42-1428 Supervisory Briefing on Copy Trading Investor protection Report DOWNLOAD 400.37 KB
JC 2022 81 Joint Thematic Report on national financial education initiatives on digitalization Joint Committee, Investor protection Report DOWNLOAD 364.38 KB
ESMA35-36-2780 Supervisory briefing - Supervision of cross-border activities of investment firms Investor protection Report DOWNLOAD 233.78 KB
ESMA70-451-502 Report on the Review of the clearing thresholds under EMIR Post Trading Report DOWNLOAD 584.97 KB
ESMA35-43-3301 Report on Sanctions and measures imposed under MiFID II in 2021 Investor protection Report DOWNLOAD 900.31 KB
ESMA91-372-2060 4th ESMA CCP Stress Test Report CCP, Post Trading Report DOWNLOAD 4 MB
Related documents ESMA stress test of Central Counterparties finds clearing system resilient - Press Release 4th ESMA CCP Stress Test FAQ
Summary
Translated versions
ESMA91-372-1945 Assessment Report under Article 25(2c) of EMIR (Part 1 of 2) CCP, Post Trading, Press Releases Report DOWNLOAD 13.38 MB
ESMA91-372-1945 Assessment Report under Article 25(2c) of EMIR (Part 2 of 2) CCP, Post Trading, Press Releases Report DOWNLOAD 13.18 MB
ESMA70-156-4576 Report to EC on Use of FinTech by CSDs Digital Finance and Innovation, Post Trading Report DOWNLOAD 537.04 KB
ESMA35-43-2751 Sanctions and measures imposed under MiFID II in 2020 Investor protection Report DOWNLOAD 383.39 KB
ESMA70-156-4582 Report to the EC - CSDR Banking services Post Trading Report DOWNLOAD 727.83 KB
ESMA70-156-4563 3rd Annual Report on supervisory measures and penalties under EMIR Post Trading Report DOWNLOAD 997.75 KB
ESMA35-43-2507 Report to the EU institutions Article 52 MiFIR Investor protection Report DOWNLOAD 354.1 KB
ESMA70-151-3248 ESMA Report to the European Commission - Central Clearing Obligations for Pension Scheme Arrangements - No 2 Post Trading Report DOWNLOAD 577.17 KB