ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

187 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA74-362-1941 Consultation Paper on the Guidelines on transfer of data between Trade Repositories under EMIR and SFTR Market data, Securities Financing Transactions, Trade Repositories Consultation Paper DOWNLOAD 658.69 KB
ESMA74-362-608 Guidelines on calculation of positions in SFTs by Trade Repositories Securities Financing Transactions, Trade Repositories Consultation Paper DOWNLOAD 799.81 KB
ESMA70-151-1985 Consultation paper on Guidelines for reporting under Articles 4 and 12 SFTR Securities Financing Transactions Consultation Paper DOWNLOAD 1.32 MB
2016/1409 Draft RTS and ITS under SFTR and amendments to related EMIR RTS Post Trading, Securities Financing Transactions Consultation Paper DOWNLOAD 5.63 MB
10-1459 Call for evidence - Implementing measures on the Alternative Investment Fund Managers Directive CESR Archive Consultation Paper DOWNLOAD 92.68 KB
10-1253 Consultation Paper: CESR’s Guidelines on Risk Measurement and the Calculation of Global Exposure for certain types of structured UCITS CESR Archive Consultation Paper DOWNLOAD 205.28 KB
10-791c Consultation paper - Development of Pan-European Access to Financial Information Disclosed by Listed Companies CESR Archive Consultation Paper DOWNLOAD 466.17 KB
10-530 Consultation paper - Guidelines on the selection and presentation of performance scenarios in the Key Investor Information document for structured UCITS CESR Archive Consultation Paper DOWNLOAD 171.6 KB
10-672 Consultation paper - Guidelines for the transition from the Simplified Prospectus to the Key Investor Information document CESR Archive Consultation Paper DOWNLOAD 140.16 KB
10-532 Consultation paper - A guide to clear language and layout for the Key Investor Information document CESR Archive Consultation Paper DOWNLOAD 152.51 KB
10-794 Consultation paper - Template for the Key Investor Information document CESR Archive Consultation Paper DOWNLOAD 133.42 KB
10-809 Consultation paper - Transaction Reporting on OTC Derivatives and Extension of the Scope of Transaction Reporting Obligations CESR Archive Consultation Paper DOWNLOAD 143.71 KB
10-610 Consultation paper - Standardisation and exchange trading of OTC derivatives CESR Archive Consultation Paper DOWNLOAD 288.76 KB
10-831 Consultation paper - CESR Technical Advice to the European Commission in the context of the MiFID Review – Client Categorisation CESR Archive Consultation Paper DOWNLOAD 258.18 KB
10-536 Consultation paper - Guidance on the Enforcement Practices and Activities to be Conducted under Article 21.3(a) of the Regulation CESR Archive Consultation Paper DOWNLOAD 205.65 KB
10-537 Consultation paper - Guidance on Common Standards for Assessment of Compliance of Credit Rating Methodologies with the Requirements set out in Article 8(3) CESR Archive Consultation Paper DOWNLOAD 214.09 KB
10-510 Consultation paper - CESR Technical Advice to the European Commission in the Context of the MiFID Review: Non-equity markets transparency CESR Archive Consultation Paper DOWNLOAD 220.04 KB
10-411 Consultation paper on proposed amendments to CESR’s recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies CESR Archive Consultation Paper DOWNLOAD 335.81 KB
10-108 Consultation paper - CESR’s Guidelines on Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS CESR Archive Consultation Paper DOWNLOAD 648.11 KB
10-417 Consultation paper - CESR technical advice in the context of the MiFID review –Investor Protection and Intermediaries CESR Archive Consultation Paper DOWNLOAD 669.76 KB