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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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200 documents
Date Reference Title Sections Type Main document Info
Market makers - XLS Market makers and authorised primary dealers who are using the exemption under the SSR - XLS Short Selling Reference DOWNLOAD 40.72 KB
Market makers - pdf Market makers and authorised primary dealers who are using the exemption under the SSR - PDF Short Selling Reference DOWNLOAD 453.92 KB
Net short thresholds Net short position notification thresholds for sovereign issuers Short Selling Reference DOWNLOAD 27.35 KB
BoA-D-2024-01 Board of Appeal of the ESAs - Decision in the appeal by Dubai Commodities Clearing Corporation (DCCC) vs ESMA Board of Appeal, CCP Decision DOWNLOAD 450.53 KB
ESMA50-524821-3002 Working Paper on Market impacts of the 2020 short selling bans Risk monitoring, Short Selling Report DOWNLOAD 742.21 KB
ESMA80 -187-881 BMR Brexit Statement updated Benchmarks, Brexit Statement DOWNLOAD 103.87 KB
ESMA50-164-770 Links to national websites where net short positions in shares are disclosed Short Selling Reference DOWNLOAD 123.78 KB
BoA-D-2023-03 Board of Appeal of the ESAs - Decision on Dubai Commodities Clearing Corporation (DCCC) vs ESMA Board of Appeal Decision DOWNLOAD 313.35 KB
BoA-D-2023-01 Board of Appeal of the ESAs - Decision on Euroins Insurance Group AD vs EIOPA Board of Appeal Decision DOWNLOAD 280.05 KB
BoA-D-2023-02 Board of Appeal of the ESAs - Decision on Euroins Insurance Group AD vs EIOPA on a plea of inadmissibility Board of Appeal Decision DOWNLOAD 353.27 KB
BoA-O-2023-01 Board of Appeal of the ESAs - Order on Euroins Insurance Group AD vs EIOPA Board of Appeal Decision DOWNLOAD 212.24 KB
ESMA71-99-2062 ESMA publishes its assessment of the Brexit relocation processes Brexit, Supervisory convergence Press Release DOWNLOAD 96.02 KB
ESMA42-111-7468 Peer review into the NCAs’ handling of relocation to the EU in the context of the UK’s withdrawal from the EU Brexit, Supervisory convergence Report DOWNLOAD 1.03 MB
ESMA50-164-772 Links to the national websites explaining the procedures for notifications of net short positions Short Selling Reference DOWNLOAD 200.78 KB
BoA-D-2022-01 Board of Appeal of the ESAs - Decision on C vs EBA Board of Appeal Decision DOWNLOAD 790.75 KB
SSR sanctions Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) Short Selling Reference DOWNLOAD 372.65 KB
ESMA70-448-10 Final Report - Short Selling Regulation Review Short Selling Final Report DOWNLOAD 749.55 KB
ESMA91-398-4843 ESMA Public Statement UK CCPs March 2022 Brexit, CCP, Post Trading Statement DOWNLOAD 108.48 KB
ESMA90-1-163 Multilateral Memorandum of Understanding on Cooperation for Information Sharing Regarding Participants in a Clearing or Settlement System Brexit, International cooperation Reference DOWNLOAD 630.61 KB
ESMA70-447-1885 Statement on new NSP notification threshold Market Integrity, Short Selling Statement DOWNLOAD 90.32 KB