Search filters
Section
Type
Reset filters

ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

Clear Filters
140 documents
Date Reference Title Sections Type Main document Info
ESMA40-134-3263 Decision on Conflict of Interest Policy for Non-Staff Management Board Decision DOWNLOAD 169.2 KB
ESMA41-356-271 Decision of the Board of Supervisors to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR, S.A Board of Supervisors, Trade Repositories Decision DOWNLOAD 1.17 MB
ESMA41-356-233 Decision - UnaVista Limited Trade Repositories Decision DOWNLOAD 996.23 KB
ESMA41-356-187 Decision - DTCC Derivatives Repository Board of Supervisors, Trade Repositories Decision DOWNLOAD 1.14 MB
BoA D 2021 03 Board of Appeal of the ESAs - decision on City Insurance SA vs EIOPA Board of Appeal Decision DOWNLOAD 305.13 KB
ESMA41-356-168 Public Notices Moodys UK DE ES FR IT Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 277.29 KB
Related documents CRA Enforcement Case Moodys March 2021 Decision 1-2021 Moody's UK Decision 2-2021 Moody's France Decision 3-2021 Moody's Germany Decision 4-2021 Moody's Italy Decision 5-2021 Moody's Spain
Summary
Translated versions
ESMA41-356-132 Decision 5-2021 Moody's Spain Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 332.83 KB
Related documents CRA Enforcement Case Moodys March 2021 Public Notices Moodys UK DE ES FR IT
Summary
Translated versions
ESMA41-356-131 Decision 4-2021 Moody's Italy Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 350.91 KB
Related documents CRA Enforcement Case Moodys March 2021 Public Notices Moodys UK DE ES FR IT
Summary
Translated versions
ESMA41-356-130 Decision 3-2021 Moody's Germany Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 333.78 KB
Related documents CRA Enforcement Case Moodys March 2021 Public Notices Moodys UK DE ES FR IT
Summary
Translated versions
ESMA41-356-129 Decision 2-2021 Moody's France Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 352.97 KB
Related documents CRA Enforcement Case Moodys March 2021 Public Notices Moodys UK DE ES FR IT
Summary
Translated versions
ESMA41-356-114 Decision 1-2021 Moody's UK Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 728.73 KB
Related documents CRA Enforcement Case Moodys March 2021 Public Notices Moodys UK DE ES FR IT
Summary
Translated versions
Decision BoA D 2021 02 Board of Appeal of the ESAs - decision on "A" vs ESMA Board of Appeal Decision DOWNLOAD 283 KB
ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR Investor protection Technical Advice DOWNLOAD 337.33 KB
BoA D 2021 01 Board of Appeal of the ESAs - Decision on Howeverton vs EBA Board of Appeal Decision DOWNLOAD 540.91 KB
BoA D 2020 03 ESAs BoA Decision on Scope Ratings v ESMA Board of Appeal Decision DOWNLOAD 437.6 KB
106/20/COL ESA Third Renewal Decision under Art. 28(1) SSR COVID-19, Market Integrity, Short Selling Decision DOWNLOAD 973.25 KB
ESMA70 -155-11608 Decision renewal art. 28 SSR reporting threshold - December 2020 COVID-19, Market Integrity, Short Selling Decision DOWNLOAD 246.27 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA70-155-11210 Delegation third country TV post trade transparency Board of Supervisors, Trading Decision DOWNLOAD 124.97 KB
BoA D 2020 02 Board of Appeal of the ESAs - Decision on Howerton vs EIOPA Board of Appeal Decision DOWNLOAD 85.83 KB
ESMA70-155-11072 ESMA decision renewal of 16 September 2020 to lower the reporting thresholds of net short positions under Art.28 of the SSR Trading Decision DOWNLOAD 395.8 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV