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ESMA24-436-1547 |
ESMA letter regarding concerns with changes to the insider list regime |
Investor protection, Market Integrity, Trading |
Letter |
DOWNLOAD 159.66 KB |
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ESMA35-43-3112 |
Letter to the EC on the MiFID II suitability consultation |
Investor protection |
Letter |
DOWNLOAD 177.03 KB |
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ESMA24-436-1152 |
ESMA response to the Commission consultation on the Listings Act |
Market Abuse, Investor protection, Prospectus |
Letter |
DOWNLOAD 99.52 KB |
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ESMA32-67-791 |
Letter to IFRS IC on classification of SPAC shares as equity or liability (IAS 32) |
Audit, Financial reporting, Investor protection, Prospectus |
Letter |
DOWNLOAD 223.92 KB |
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ESMA35-42-1186 |
Letter to Commissioner McGuinness - European Crowdfunding Service Providers for Business |
Investor protection |
Letter |
DOWNLOAD 253.15 KB |
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ESMA22-106-1084 |
SMSG Letter to European Commission Vice-President Dombrovskis on PRIIPS |
Securities and Markets Stakeholder Group |
Letter |
DOWNLOAD 106.35 KB |
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ESMA70-156-236 |
Letter to the Commission on MiFID II third country regime |
Investor protection |
Letter |
DOWNLOAD 152.92 KB |
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ESMA35-36-1442 |
IPISC UK withdrawal from the EU Letter |
Investor protection |
Letter |
DOWNLOAD 234.85 KB |
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SGs EP |
Joint Stakeholder Groups letter to European Parliament on ESAs Review |
Securities and Markets Stakeholder Group |
Letter |
DOWNLOAD 509.13 KB |
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ESMA22-106-272 |
Joint Statement by BSG, IRSG, OPSG and SMSG on European Commission's Consultation on the operation of the ESAs |
Securities and Markets Stakeholder Group |
Letter |
DOWNLOAD 596.33 KB |
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2016/648 |
ESMA response to the Commission Green Paper on retail financial services |
Investor protection |
Letter |
DOWNLOAD 197.44 KB |
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2015/SMSG/028 |
SMSG letter PRIIPs past performance |
Securities and Markets Stakeholder Group |
Letter |
DOWNLOAD 108.61 KB |
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ESA/2016/07 |
The cross-selling of financial products – ESA request to the European Commission |
Joint Committee, Investor protection |
Letter |
DOWNLOAD 90.04 KB |
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2015/1513 |
Letter SM to EC - implementation timeline MiFID MiFIR |
Investor protection |
Letter |
DOWNLOAD 85.8 KB |
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2013/1941 |
Letter to Jonathan Faull (EC) regarding draft technical standards |
Investor protection, Trading |
Letter |
DOWNLOAD 44.25 KB |
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2013/SMSG/03 |
SMSG Advice on Benchmarks/Indices |
Securities and Markets Stakeholder Group, Benchmarks |
Letter |
DOWNLOAD 253.23 KB |
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2012/SMSG/69 |
SMSG Advice on Guidelines on remuneration policies and practices (MiFID) |
Securities and Markets Stakeholder Group |
Letter |
DOWNLOAD 169.46 KB |
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2012/SMSG/58 |
SMSG Advice on EMIR Draft (Regulatory) Technical Standards |
Securities and Markets Stakeholder Group |
Letter |
DOWNLOAD 235.22 KB |
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2012/476 |
Reply of ESMA to the European Commission’s Green Paper on Shadow Banking |
Investor protection |
Letter |
DOWNLOAD 175.94 KB |
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2012/SMSG/29 |
SMSG Advice on ESMA’s public consultation on Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories |
Securities and Markets Stakeholder Group |
Letter |
DOWNLOAD 112.88 KB |
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