ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

28 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA35-36-2848 Final Report on review of technical standards on passporting under Article 34 of MiFID II Investor protection Final Report DOWNLOAD 723.68 KB
ESMA35-335435667-4321 2022 Report on MiFID II sanctions Investor protection Final Report DOWNLOAD 428.45 KB
ESMA35-36-2819 Final Report on the Review of the ITS on cooperation in supervisory activities under MiFID II Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 340.28 KB
ESMA35-43-3448 Final report on MiFID II guidelines on product governance Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 865.85 KB
ESMA70-156-6383 Final Report on ESMA's Opinion on the trading venue perimeter Investor protection, Trading Final Report DOWNLOAD 615.79 KB
ESMA35-43-3172 Final report - Guidelines on certain aspects of the MiFID II suitability requirements Investor protection Final Report DOWNLOAD 612.85 KB
ESMA35-36-2621 Final report EBA-ESMA on SREP guidelines under IFD Investor protection Final Report DOWNLOAD 1.43 MB
ESMA35-43-3088 Review of the MiFID II framework on best execution reports by investment firms Investor protection Final Report DOWNLOAD 282.7 KB
ESMA35-42-1445 Technical Advice on the possibility to extend the transitional period under the crowdfunding regulation Investor protection Final Report DOWNLOAD 235.72 KB
ESMA35-42-1227 Technical Advice on retail investor protection Investor protection Final Report DOWNLOAD 646.19 KB
ESMA35-36-2537 Final Report on Guidelines on certain aspects of the MiFID II remuneration requirements Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 475.42 KB
ESMA35-43-2938 Final report - Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 537.74 KB
ESMA35-42-1183 Draft technical standards under the European crowdfunding service providers for business Regulation Investor protection Final Report DOWNLOAD 1.43 MB
ESMA35-36-2319 Final Report on joint ESMA and EBA GL on the assessment of suitability of members of the management body Investor protection Final Report DOWNLOAD 883.62 KB
ESMA74-362-1013 MiFIR review report on the obligations to report transactions and reference data Market data, Investor protection Final Report DOWNLOAD 1004.75 KB
ESMA35-43-2424 Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR Investor protection Final Report DOWNLOAD 1.23 MB
ESMA35-36-1946 Final Report Guidelines on certain aspects of the MiFID II compliance function requirements Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 395.33 KB
ESMA35-43-1737 Final report on integrating sustainability risks and factors in the MIFID II Audit, Investor protection, Sustainable finance Final Report DOWNLOAD 371.73 KB
ESMA35-43-869 Guidelines on certain aspects of the MiFID II suitability requirements Investor protection Final Report DOWNLOAD 788.12 KB
ESMA42-111-4285 Peer review on certain aspects of the compliance function under Mi-FID I Investor protection, Supervisory convergence Final Report DOWNLOAD 1.25 MB