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ESMA70-151-3417 |
Comply or explain table for G&R on CCP college |
Guidelines and Technical standards, Post Trading |
Compliance table |
DOWNLOAD 141.53 KB |
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2015/1472 |
Technical Advice on Competition, Choice and Conflicts of Interest in the CRA industry |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 2.48 MB |
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2015/1471 |
Technical Advice on Reducing Sole and Mechanistic Reliance on Credit Ratings |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 1.1 MB |
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2015/1261 |
Guidelines compliance table - Guidelines on the application of definitions C6 and C7 under MiFID I |
Trading |
Compliance table |
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2015/1219 |
Final Report - Technical Advice under the CSD Regulation |
Post Trading |
Technical Advice |
DOWNLOAD 751.38 KB |
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2015/1236 |
ESMA's advice to the European Parliament, the Council and the Commission on the application of the AIFMD passport to non-EU AIFMs and AIFs |
Fund Management |
Technical Advice |
DOWNLOAD 1.36 MB |
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JC/GL/2014/43 Appendix 1 |
Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors |
Guidelines and Technical standards, Joint Committee |
Compliance table |
DOWNLOAD 187.15 KB |
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2015/227 |
Final Report - ESMA’s technical advice to the European Commission on the delegated acts of the Regulations on European Social Entrepreneurship Funds and European Venture Capital Funds |
Fund Management |
Technical Advice |
DOWNLOAD 609.09 KB |
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2015/224 |
ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation |
Market Abuse |
Technical Advice |
DOWNLOAD 1021.03 KB |
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2014/1569 |
Technical Advice to the Commission on MiFID II and MiFIR |
Investor protection, Trading |
Technical Advice |
DOWNLOAD 2.8 MB |
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2014/1417 |
ESMA's technical advice to the European Commission on delegated acts required by the UCITS V Directive |
Fund Management |
Technical Advice |
DOWNLOAD 469.49 KB |
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2014-1213 |
Guidelines compliance table for Guidelines on remuneration policies and practices (MiFID) |
Investor protection |
Compliance table |
DOWNLOAD 122.41 KB |
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2014/850rev |
Technical Advice in accordance with Article 39(b) 2 of the CRA Regulation |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 370.42 KB |
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2013/923 |
Compliance table - compliance guidelines |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 100.87 KB |
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2013/922 |
Compliance table - suitability guidelines |
Investor protection, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 74.33 KB |
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2014/312 |
Technical advice to the European Commission on the information that competent authorities should provide to ESMA pursuant to Article 67(3) of the AIFMD |
Fund Management |
Technical Advice |
DOWNLOAD 330.79 KB |
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2014/123 |
ESMA Technical advice on equivalence of Japan for CCP II - Commodities CCPs |
Post Trading |
Technical Advice |
DOWNLOAD 3.33 MB |
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2013/1965 |
Technical Advice to the Commission on procedural rules to impose fines and periodic penalty payments to Trade Repositories |
Post Trading |
Technical Advice |
DOWNLOAD 385.87 KB |
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2013/1953 |
Technical Advice to the European Commission on the equivalence between the Argentinean regulatory and supervisory framework and the EU regulatory regime for CRAs |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 143.15 KB |
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2013/1703 |
Technical Advice on the feasibility of a network of small and medium-sized CRAs |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 601.05 KB |
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