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ESMA35-335435667-5924 |
Public Statement on AI and investment services |
Digital Finance and Innovation, Investor protection, MiFID - Secondary Markets |
Statement |
DOWNLOAD 206.21 KB |
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ESMA24-229244789-4704 |
SMSG Advice on the Discussion Paper on Digitalisation and Retail Investors Protection |
Digital Finance and Innovation, Investor protection, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 113.45 KB |
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ESMA35-335435667-5871 |
Statement on the deprioritisation of supervisory actions on the obligation to publish RTS 28 reports in light of the agreement on the MiFID II/MiFIR review |
Investor protection |
Statement |
DOWNLOAD 108.77 KB |
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ESMA35-335435667-4342 |
Public Statement on securities lending |
Investor protection |
Statement |
DOWNLOAD 167.96 KB |
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ESMA35-43-2725 |
Public Statement on 2022 CSA and MSE |
Investor protection |
Statement |
DOWNLOAD 161 KB |
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ESMA35-36-2813 |
Statement on investment firms providing unregulated services |
Investor protection |
Statement |
DOWNLOAD 361.75 KB |
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ESMA35-43-3547 |
Public Statement on derivatives on fractions of shares |
Investor protection |
Statement |
DOWNLOAD 103.95 KB |
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ESMA35-43-3444 |
Deprioritisation of supervisory actions on the obligation to publish RTS 27 |
Investor protection |
Statement |
DOWNLOAD 63.34 KB |
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ESMA22-106-4322 |
SMSG Advice on Depositary Receipts and Geopolitical Risks |
Investor protection, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 152.76 KB |
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ESMA22-106-4247 |
SMSG advice in respect of the ESMA Consultation Paper on the Review of the Guidelines on MiFID II product governance requirements |
Investor protection, Securities and Markets Stakeholder Group, Supervisory convergence |
SMSG Advice |
DOWNLOAD 232.86 KB |
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ESMA24-436-1425 |
Verena Ross Opening Statement - 2022 ECON Annual Hearing, 24 October 2022 |
Board of Supervisors, CCP, About ESMA, Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance |
Statement |
DOWNLOAD 619.63 KB |
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ESMA35-43-3328 |
Public statement on the impact of inflation in the context of investment services to retail clients |
Investor protection |
Statement |
DOWNLOAD 132.05 KB |
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ESMA35-43-3137 |
ESMA presents the results of the 2021 Common Supervisory Action (CSA) on MiFID II product governance requirements |
Investor protection, Supervisory convergence |
Statement |
DOWNLOAD 119.34 KB |
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ESMA22-106-4032 |
SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements |
Investor protection, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 274.55 KB |
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ESMA22-106-3800 |
SMSG response to ESMA on its Call for evidence on the EC mandate on certain aspects relating to retail investor protection |
Investor protection, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 374.84 KB |
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ESMA70-154-2780 |
ESMA’s Statement on Investment Recommendations on Social Media |
Market Integrity, Investor protection |
Statement |
DOWNLOAD 106.19 KB |
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ESMA35-43-2748 |
Public statement - Results of the 2020 Common Supervisory Action (CSA) on MiFID II suitability requirements |
Investor protection |
Statement |
DOWNLOAD 161.08 KB |
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ESMA32-384-5209 |
ESMA Public Statement SPACs |
Investor protection, Prospectus |
Statement |
DOWNLOAD 151.59 KB |
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ESMA35-43-2749 |
ESMA Public Statement PFOF and zero-commission brokers |
Investor protection |
Statement |
DOWNLOAD 130.24 KB |
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ESMA35-43-2632 |
Application of the temporary suspension of the obligation to publish RTS 27 reports |
Investor protection |
Statement |
DOWNLOAD 78.5 KB |
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