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ESMA42-111-7381 |
Peer review on supervision of CSDs providing cross–border services or participating in interoperable links |
Supervisory convergence |
Final Report |
DOWNLOAD 762.77 KB |
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ESMA74-362-1853 |
Final report Draft Guidelines On periodic information to be submitted to ESMA by Trade Repositories |
Market data, Supervisory convergence, Trade Repositories |
Final Report |
DOWNLOAD 221.11 KB |
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ESMA70-156-2311 |
MiFID II Review Report on position limits and position management |
Trading, Supervisory convergence |
Final Report |
DOWNLOAD 591.78 KB |
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ESMA70-151-2919 |
Final Report EMIR RTS on Colleges for CCPs |
CCP, Post Trading, Supervisory convergence |
Final Report |
DOWNLOAD 273.08 KB |
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ESMA42-111-4916 |
STOR Peer Review Report |
Market Abuse, Supervisory convergence |
Final Report |
DOWNLOAD 1.17 MB |
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ESMA42-111-4479 |
Peer review on the Guidelines on ETFs and other UCITS issues |
Supervisory convergence |
Final Report |
DOWNLOAD 1.11 MB |
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ESMA42-111-4285 |
Peer review on certain aspects of the compliance function under Mi-FID I |
Investor protection, Supervisory convergence |
Final Report |
DOWNLOAD 1.25 MB |
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2016/1055 |
Peer Review Report on Prospectus Approval Process |
Prospectus, Supervisory convergence |
Final Report |
DOWNLOAD 1.23 MB |
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2016/585 |
Suitability Peer Review - Annex |
Investor protection, Supervisory convergence |
Final Report |
DOWNLOAD 987.81 KB |
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2016/584 |
Suitability Peer Review - Final Report |
Investor protection, Supervisory convergence |
Final Report |
DOWNLOAD 459.35 KB |
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2015/1905 |
MAD Supervisory Practices peer review follow-up |
Market Abuse, Supervisory convergence |
Final Report |
DOWNLOAD 239.64 KB |
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2015/1887 |
Follow-up report on the development of the Best Practice Principles for Providers of Shareholder Voting Research and Analysis |
Prospectus, Corporate Governance |
Final Report |
DOWNLOAD 645.64 KB |
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2015/592 |
Automated Trading Guidelines - ESMA peer review among National Competent Authorities |
Supervisory convergence |
Final Report |
DOWNLOAD 930.33 KB |
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2015/494 |
Best Execution under MiFID |
Investor protection, Supervisory convergence |
Final Report |
DOWNLOAD 761.62 KB |
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2014/1485 |
MiFID – Conduct of Business, fair, clear and not misleading information |
Supervisory convergence |
Final Report |
DOWNLOAD 614.16 KB |
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2013/806 |
Supervisory Practices under MAD - Mapping Report |
Market Abuse, Supervisory convergence |
Final Report |
DOWNLOAD 315.44 KB |
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2013/805 |
Supervisory Practices under MAD - Peer review report and Good Practices |
Market Abuse, Supervisory convergence |
Final Report |
DOWNLOAD 1.17 MB |
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ESMA/2013/476 |
Peer Review–Money Market Fund Guidelines |
Supervisory convergence |
Final Report |
DOWNLOAD 763.46 KB |
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2012/300 |
Prospectus Directive – Good Practices in the approval process |
Supervisory convergence |
Final Report |
DOWNLOAD 467.38 KB |
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2012/270 |
Actual use of sanctioning powers under MAD |
Supervisory convergence |
Final Report |
DOWNLOAD 1.55 MB |
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