ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

524 documents
Date Sort ascending Reference Title Sections Type Main document Info
2015/319 Addendum Consultation Paper - MiFID II/MiFIR Trading Consultation Paper DOWNLOAD 2.78 MB
2015/233 Call for Evidence Competition, Choice and Conflicts of Interests in the CRA Industry Credit Rating Agencies Consultation Paper DOWNLOAD 402.12 KB
JC/DP/2014/01 Discussion Paper - The Use of Credit Ratings by Financial Intermediaries Article 5(a) of the CRA Regulation Credit Rating Agencies, Joint Committee Consultation Paper DOWNLOAD 538.9 KB
2014/1577 Discussion Paper - Share classes of UCITS Fund Management Consultation Paper DOWNLOAD 230.92 KB
2014/1570 Annex A Consultation Paper – Annex A - High level cost-benefit-analysis draft technical standards (MiFID/MiFIR) Trading Consultation Paper DOWNLOAD 2.56 MB
JC/CP/2014/05 Joint Committee Consultation Paper on guidelines for cross-selling practices Joint Committee Consultation Paper DOWNLOAD 366.32 KB
2014/1566 Draft Regulatory Technical Standards on European Electronic Access Point (EEAP) Transparency Consultation Paper DOWNLOAD 2.23 MB
2014/1570 Annex B Consultation paper on MiFID II/MiFIR - Annex B Investor protection, Trading Consultation Paper DOWNLOAD 2.78 MB
2014/1570 Consultation paper on MiFID II/MiFIR - part 1 Investor protection, Trading Consultation Paper DOWNLOAD 6.55 MB
2014/1563 Consultation paper on Technical Standards under the CSD Regulation Post Trading Consultation Paper DOWNLOAD 2.5 MB
2014/1564 Consultation paper on Technical Advice under the CSD Regulation Post Trading Consultation Paper DOWNLOAD 488 KB
2014/1565 Consultation paper on Guidelines on Access to a CCP or a Trading Venue by a CSD Post Trading Consultation Paper DOWNLOAD 171.8 KB
2014/1326 Guidelines on asset segregation under the AIFMD Fund Management Consultation Paper DOWNLOAD 428.53 KB
JC/DP/2014/02 Discussion Paper - Key Information Documents for Packaged Retail and Insurance-based Investment Products (PRIIPs) Fund Management, Joint Committee Consultation Paper DOWNLOAD 1.38 MB
2014/1352 Consultation Paper on review of the technical standards on reporting under Article 9 of EMIR Market Integrity Consultation Paper DOWNLOAD 657.07 KB
2014/1340 Call for evidence on AIFMD passport and third country AIFMs Fund Management Consultation Paper DOWNLOAD 317.57 KB
JC/2014/01 add Addendum to Joint CP on draft ITS on the mapping of ECAIs Joint Committee Consultation Paper DOWNLOAD 157.22 KB
2014/1185 Consultation Paper on clearing obligation under EMIR - No.3 Post Trading Consultation Paper DOWNLOAD 1.3 MB
2014/1189 Consultation paper on draft guidelines on the application of C6 and C7 of Annex I of MiFID Trading Consultation Paper DOWNLOAD 420.06 KB
2014/1188 Consultation paper on draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation Trading Consultation Paper DOWNLOAD 568.07 KB