30/05/2024
ESMA35-335435667-5924
Public Statement on AI and investment services
Digital Finance and Innovation, Investor protection, MiFID - Secondary Markets
Statement
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07/05/2024
Market makers - XLS
Market makers and authorised primary dealers who are using the exemption under the SSR - XLS
Short Selling
Reference
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07/05/2024
Market makers - pdf
Market makers and authorised primary dealers who are using the exemption under the SSR - PDF
Short Selling
Reference
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03/05/2024
Net short thresholds
Net short position notification thresholds for sovereign issuers
Short Selling
Reference
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25/01/2024
ESMA12-437499640-2360
Study on data formats and transmission protocols
MiFID - Secondary Markets, Trading
Report
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Summary
This document has been prepared for the European Securities and Markets Authority (ESMA) by Accenture NV/SA. It reflects the views only of its authors, and the European Securities and Markets Authority is not liable for any consequence stemming from the reuse of this publication.
Translated versions
17/01/2024
ESMA12-766636679-105
Response to European Commission's targeted consultation on OTC derivatives identifier for public transparency purposes
MiFID - Secondary Markets
Reference
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11/01/2024
ESMA50-524821-3002
Working Paper on Market impacts of the 2020 short selling bans
Risk monitoring, Short Selling
Report
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21/12/2023
ESMA65-8-5240
FIRDS Transparency Download Instructions
MiFID - Secondary Markets, Trading
Reference
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13/11/2023
ESMA50-164-770
Links to national websites where net short positions in shares are disclosed
Short Selling
Reference
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31/10/2022
ESMA50-164-772
Links to the national websites explaining the procedures for notifications of net short positions
Short Selling
Reference
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20/07/2022
SSR sanctions
Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR)
Short Selling
Reference
DOWNLOAD 372.65 KB
04/04/2022
ESMA70-448-10
Final Report - Short Selling Regulation Review
Short Selling
Final Report
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26/01/2022
ESMA70-447-1885
Statement on new NSP notification threshold
Market Integrity, Short Selling
Statement
DOWNLOAD 90.32 KB
24/11/2021
ESMA22-106-3734
SMSG advice to ESMA on its Consultation Paper on the review of certain aspects of the Short Selling Regulation
Securities and Markets Stakeholder Group, Short Selling
SMSG Advice
DOWNLOAD 167.66 KB
24/09/2021
ESMA70-156-3914
Response form - Consultation Paper on the review of certain aspects of the SSR
Short Selling
Reference
DOWNLOAD 751.38 KB
24/09/2021
ESMA70-156-3914
Consultation Paper on the review of certain aspects of the Short Selling Regulation
Short Selling
Consultation Paper
DOWNLOAD 1.19 MB
20/05/2021
ESMA70-156-4262
Opinion for the adjustment of the threshold set out in Article 5(2) of SSR
COVID-19, Market Integrity, Short Selling
Opinion
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17/12/2020
106/20/COL
ESA Third Renewal Decision under Art. 28(1) SSR
COVID-19, Market Integrity, Short Selling
Decision
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17/12/2020
ESMA70 -155-11608
Decision renewal art. 28 SSR reporting threshold - December 2020
COVID-19, Market Integrity, Short Selling
Decision
DOWNLOAD 246.27 KB
Related documents
Summary
Translated versions
BG
, CS
, DA
, DE
, EL
, ES
, ET
, FI
, FR
, HR
, HU
, IT
, LT
, LV
, MT
, NL
, PL
, PT
, RO
, SK
, SL
, SV
17/09/2020
ESMA70-155-11072
ESMA Decision - renewal Article 28 SSR reporting threshold - September 2020
COVID-19, Market Integrity, Short Selling
Decision
DOWNLOAD 396.47 KB