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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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99 documents
Date Reference Title Sections Type Main document Info
ESMA35-43-1328 Brexit Statement - information to clients Brexit, Investor protection Statement DOWNLOAD 212.95 KB
ESMA70-151-1948 Managing risks of a no-deal Brexit in the area of central clearing Brexit, Post Trading, Press Releases Statement DOWNLOAD 128.26 KB
ESMA80-187-149 Public statement - Contingency plans of Credit Rating Agencies and Trade Repositories in the context of the United Kingdom withdrawing from the European Union Brexit, Credit Rating Agencies, Trade Repositories Statement DOWNLOAD 137.78 KB
ESMA71-99-1055 ESMA proposes a regulatory change to support the Brexit preparations of counterparties to uncleared OTC derivatives Brexit, Post Trading, Press Releases Press Release DOWNLOAD 149.65 KB
ESMA70-151-1719 Letter to VP Dombrovskis on opinion on SFTR Securities Financing Transactions Letter DOWNLOAD 213.13 KB
Related documents On the European Commission’s proposed amendments to SFTR Letter from European Commission on SFTR draft RTS
Summary
Translated versions
ESMA70-151-1651 Annex 1 Letter from European Commission on SFTR draft RTS Securities Financing Transactions Letter DOWNLOAD 159.5 KB
Related documents On the European Commission’s proposed amendments to SFTR Letter to VP Dombrovskis on opinion on SFTR
Summary
Translated versions
ESMA42-110-998 Timely submission of requests for authorisation in the context of the United Kingdom withdrawing from the European Union Brexit, Supervisory convergence Statement DOWNLOAD 128.92 KB
Related documents General Principles to support supervisory convergence in the context of the UK withdrawing from the EU Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union
Summary
Translated versions
ESMA33-128-212 reply form Reply form - Consultation Paper TA Fees Securitisation Repositories Securities Financing Transactions Reference DOWNLOAD 766.76 KB
ESMA33-128-109 reply form Reply form - Consultation Paper Securitisation Repositories Application Securities Financing Transactions Reference DOWNLOAD 767.02 KB
ESMA70-154-270 Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union Brexit, Trading, Supervisory convergence Opinion DOWNLOAD 181.69 KB
ESMA71-99-526 ESMA issues sector-specific principles on relocations from the UK to the EU27 Brexit, Press Releases, Supervisory convergence Press Release DOWNLOAD 157.73 KB
ESMA35-43-762 Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union Brexit, Investor protection, Supervisory convergence Opinion DOWNLOAD 236.23 KB
ESMA35-45-344 Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union Brexit, Fund Management, Supervisory convergence Opinion DOWNLOAD 246.6 KB
ESMA71-99-469 ESMA issues principles on supervisory approach to relocations from the UK Brexit, Press Releases, Supervisory convergence Press Release DOWNLOAD 143.31 KB
Related documents General Principles to support supervisory convergence in the context of the UK withdrawing from the EU
Summary
Translated versions
ESMA42-110-433 General Principles to support supervisory convergence in the context of the UK withdrawing from the EU Brexit, Supervisory convergence Opinion DOWNLOAD 182.68 KB
2016/1409 SFTR Tables Post Trading, Securities Financing Transactions Reference DOWNLOAD 45.84 KB
2016/1411 ESMA consults on future reporting rules for securities financing transactions Post Trading, Press Releases, Securities Financing Transactions Press Release DOWNLOAD 148.11 KB
Related documents Draft RTS and ITS under SFTR and amendments to related EMIR RTS
Summary
Translated versions
2016/1409 Draft RTS and ITS under SFTR and amendments to related EMIR RTS Post Trading, Securities Financing Transactions Consultation Paper DOWNLOAD 5.63 MB
2016/989 Speech ISLA's 25th Anniversary Conference - Steven Maijoor, 22 June 2016, Vienna Securities Financing Transactions, Speeches Speech DOWNLOAD 242.25 KB