|
|
ESMA35-43-2391 |
Reminder of firms’ MiFID II conduct of business obligations in the context of increasing retail investor activity |
COVID-19, Investor protection |
Statement |
DOWNLOAD 118.75 KB |
|
|
|
ESMA35-36-1919 |
Clarification of issues related to the publication of reports by execution venues and firms as required under RTS 27 and 28 |
COVID-19, Investor protection |
Statement |
DOWNLOAD 89.84 KB |
|
|
|
ESMA35-43-2348 |
ESMA Statement on COVID-19 telephone recording |
COVID-19, Investor protection |
Statement |
DOWNLOAD 114.12 KB |
|
|
|
ESMA35-36-1743 |
Statement Product Intervention |
Investor protection |
Statement |
DOWNLOAD 104.99 KB |
|
|
|
ESMA35-43-1328 |
Brexit Statement - information to clients |
Brexit, Investor protection |
Statement |
DOWNLOAD 212.95 KB |
|
|
|
ESMA71-99-1058 |
ESMA new SC chairs |
Fund Management, Investor protection, Risk monitoring |
Statement |
DOWNLOAD 142.32 KB |
|
|
|
ESMA71-99-991 |
Statement of the EBA and ESMA on the treatment of retail holdings of debt financial instruments subject to the Bank Recovery and Resolution Directive |
Investor protection, Warnings and publications for investors |
Statement |
DOWNLOAD 926.71 KB |
|
|
|
|
|
ESMA71-99-910 |
Statement on preparatory work of the European Securities and Markets Authority in relation to CFDs and binary options offered to retail clients |
Investor protection, Warnings and publications for investors |
Statement |
DOWNLOAD 209.47 KB |
|
|
|
ESMA35-36-885 |
Product Intervention - General Statement |
Digital Finance and Innovation, Investor protection |
Statement |
DOWNLOAD 123.04 KB |
|
|
|
2016/1408 |
ESMA appoints new chairs to Standing Committees |
Board of Supervisors, Fund Management, Market Integrity, Investor protection |
Statement |
DOWNLOAD 141.3 KB |
|
|
|
2016/902 |
MiFID practices for firms selling financial instruments subject to the BRRD resolution regime |
Investor protection |
Statement |
DOWNLOAD 259.47 KB |
|
