|
|
ESMA35-335435667-5924 |
Public Statement on AI and investment services |
Digital Finance and Innovation, Investor protection, MiFID - Secondary Markets |
Statement |
DOWNLOAD 206.21 KB |
|
|
|
ESMA35-335435667-5871 |
Statement on the deprioritisation of supervisory actions on the obligation to publish RTS 28 reports in light of the agreement on the MiFID II/MiFIR review |
Investor protection |
Statement |
DOWNLOAD 108.77 KB |
|
|
|
ESMA35-335435667-4342 |
Public Statement on securities lending |
Investor protection |
Statement |
DOWNLOAD 167.96 KB |
|
|
|
ESMA35-36-2848 |
Final Report on review of technical standards on passporting under Article 34 of MiFID II |
Investor protection |
Final Report |
DOWNLOAD 723.68 KB |
|
|
|
ESMA35-335435667-4321 |
2022 Report on MiFID II sanctions |
Investor protection |
Final Report |
DOWNLOAD 428.45 KB |
|
|
|
ESMA35-43-2725 |
Public Statement on 2022 CSA and MSE |
Investor protection |
Statement |
DOWNLOAD 161 KB |
|
|
|
ESMA35-36-2813 |
Statement on investment firms providing unregulated services |
Investor protection |
Statement |
DOWNLOAD 361.75 KB |
|
|
|
ESMA35-36-2819 |
Final Report on the Review of the ITS on cooperation in supervisory activities under MiFID II |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 340.28 KB |
|
|
|
ESMA35-43-3547 |
Public Statement on derivatives on fractions of shares |
Investor protection |
Statement |
DOWNLOAD 103.95 KB |
|
|
|
ESMA35-43-3448 |
Final report on MiFID II guidelines on product governance |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 865.85 KB |
|
|
|
ESMA70-156-6383 |
Final Report on ESMA's Opinion on the trading venue perimeter |
Investor protection, Trading |
Final Report |
DOWNLOAD 615.79 KB |
|
|
|
ESMA35-43-3444 |
Deprioritisation of supervisory actions on the obligation to publish RTS 27 |
Investor protection |
Statement |
DOWNLOAD 63.34 KB |
|
|
|
ESMA24-436-1425 |
Verena Ross Opening Statement - 2022 ECON Annual Hearing, 24 October 2022 |
Board of Supervisors, CCP, About ESMA, Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance |
Statement |
DOWNLOAD 619.63 KB |
|
|
|
ESMA35-43-3328 |
Public statement on the impact of inflation in the context of investment services to retail clients |
Investor protection |
Statement |
DOWNLOAD 132.05 KB |
|
|
|
ESMA35-43-3172 |
Final report - Guidelines on certain aspects of the MiFID II suitability requirements |
Investor protection |
Final Report |
DOWNLOAD 612.85 KB |
|
|
|
ESMA35-36-2621 |
Final report EBA-ESMA on SREP guidelines under IFD |
Investor protection |
Final Report |
DOWNLOAD 1.43 MB |
|
|
|
ESMA35-43-3137 |
ESMA presents the results of the 2021 Common Supervisory Action (CSA) on MiFID II product governance requirements |
Investor protection, Supervisory convergence |
Statement |
DOWNLOAD 119.34 KB |
|
|
|
ESMA35-43-3088 |
Review of the MiFID II framework on best execution reports by investment firms |
Investor protection |
Final Report |
DOWNLOAD 282.7 KB |
|
|
|
ESMA35-42-1445 |
Technical Advice on the possibility to extend the transitional period under the crowdfunding regulation |
Investor protection |
Final Report |
DOWNLOAD 235.72 KB |
|
|
|
ESMA35-42-1227 |
Technical Advice on retail investor protection |
Investor protection |
Final Report |
DOWNLOAD 646.19 KB |
|
