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2015/1457 Annex III |
Annex III - CSDR TS on CSD Requirements and Internalised Settlement |
Post Trading |
Technical Standards |
DOWNLOAD 910.14 KB |
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2015/1457 - Annex II |
Annex II - CSDR TS on CSD Requirements and Internalised Settlement |
Post Trading |
Technical Standards |
DOWNLOAD 1.44 MB |
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2015/1457 |
Final Report CSDR TS on CSD Requirements and Internalised Settlement |
Post Trading |
Technical Standards |
DOWNLOAD 467.07 KB |
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2015-ESMA-1455 |
Final Report MAR TS |
Market Abuse |
Technical Standards |
DOWNLOAD 3.23 MB |
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2015-ESMA-1464 Annex I |
2015-ESMA-1464 Annex I - draft RTS and ITS on MiFID II and MiFIR |
Trading |
Technical Standards |
DOWNLOAD 2.85 MB |
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2015-ESMA-1464 |
Final Report - draft RTS and ITS on MIFID II and MiFIR |
Trading |
Technical Standards |
DOWNLOAD 2.74 MB |
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2015/1460 |
ESMA Final Report on DRAFT RTS on EEAP |
Transparency |
Technical Standards |
DOWNLOAD 1.62 MB |
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2015/1409 |
Draft Implementing Technical Standards on penalties and measures under Directive 2009/65/EC (UCITS Directive) |
Fund Management |
Technical Standards |
DOWNLOAD 339.52 KB |
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2015/SMSG/026 |
Advice on Proxy advisors |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 206.54 KB |
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2015/SMSG/023 |
SMSG reply to the ESAs_PRIIPS_Key information document PRIIPs_final |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 662.2 KB |
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2015/SMSG/20 |
SMSG Advice on Assessment of Knowledge and Competence in the Context of MiFID II |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 362.66 KB |
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SMSG 09/07/15 |
SMSG Advice on the Commission’s Green Paper “Building a Capital Markets Union” |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 781.74 KB |
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2015/1014 |
Draft RTS on prospectus related issues under the Omnibus II Directive |
Issuer disclosure |
Technical Standards |
DOWNLOAD 949.89 KB |
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2015/1006 |
Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities |
Investor protection |
Technical Standards |
DOWNLOAD 357.16 KB |
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2014/SMSG/018 |
SMSG Call for evidence: Competition, choice and conflicts of interest in the credit rating industry |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 91.24 KB |
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2015/SMSG/017 PART III |
SMSG Contribution to the Green Paper on CMU - PART III |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 470.85 KB |
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2015/SMSG/017 PART II |
SMSG Contribution to the Green Paper on CMU - PART II |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 384.44 KB |
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2015/SMSG/017 PART I |
SMSG Contribution to the Green Paper on CMU - PART I |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 274.66 KB |
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2015/613 |
Draft technical standards under Article 10a(8) of MiFID on the assessment of acquisitions and increases in qualifying holdings in investment firms |
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Technical Standards |
DOWNLOAD 142.57 KB |
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2015/SMSG/016 |
SMSG Advice on cross-selling |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 92.49 KB |
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