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ESMA32-384-5357 |
Annex - Response to EC targeted consultation on the Listing Act |
Market Abuse, Investor protection, Prospectus |
Reference |
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ESMA24-436-1152 |
ESMA response to the Commission consultation on the Listings Act |
Market Abuse, Investor protection, Prospectus |
Letter |
DOWNLOAD 99.52 KB |
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ESAFinEdu Highlights |
Joint ESAs financial education conference 2022 - Highlights |
Joint Committee, Investor protection |
Reference |
DOWNLOAD 318.78 KB |
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ESMA22-106-3791 |
Summary of conclusions Board of Supervisors - 15 December 2021 |
Board of Supervisors |
Summary of Conclusions |
DOWNLOAD 147.13 KB |
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ESMA35-43-2900 |
Supervisory briefing in relation to firms using tied agents in the MiFID II framework |
Investor protection |
Reference |
DOWNLOAD 198.53 KB |
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ESMA35-43-2183 |
Compliance table - Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 161.56 KB |
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JC 2022 03 |
Joint ESAs thematic repository of national financial education initiatives on digitalisation |
Joint Committee, Investor protection |
Reference |
DOWNLOAD 4.99 MB |
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ESAs Financial Education event |
Joint ESAs high-level conference on financial education |
Joint Committee, Investor protection |
Reference |
DOWNLOAD 258.84 KB |
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ESMA70-156-4978 reply form |
Reply form for the Consultation Paper on the Opinion on Trading Venue perimeter |
Investor protection, Trading, Trading |
Reference |
DOWNLOAD 418.16 KB |
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ESMA70-156-4978 |
Consultation Paper on the Opinion on Trading Venue perimeter |
Investor protection, Trading, Trading |
Consultation Paper |
DOWNLOAD 565.29 KB |
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ESMA22-106-3714 |
Summary of conclusions Board of Supervisors - 17 November 2021 |
Board of Supervisors |
Summary of Conclusions |
DOWNLOAD 187.47 KB |
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ESMA43-318-11471 |
Breach of union law investigations |
Board of Supervisors |
Reference |
DOWNLOAD 110.88 KB |
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ESMA35-43-2998 |
Draft Guidelines on certain aspects of the MiFID II suitability requirements |
Investor protection |
Consultation Paper |
DOWNLOAD 527.96 KB |
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ESMA71-99-1809 |
Press Release - ESMA appoints two new members to its Management Board |
Board of Supervisors, About ESMA, Management Board |
Press Release |
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ESMA35-30-703 |
Call for expression of interest: CWG of ESMA's IPISC |
Investor protection |
Reference |
DOWNLOAD 188.91 KB |
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ESMA22-106-3800 |
SMSG response to ESMA on its Call for evidence on the EC mandate on certain aspects relating to retail investor protection |
Investor protection, Securities and Markets Stakeholder Group |
SMSG Advice |
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JC 2021 56 |
Mandate of the Joint Committee of the European Supervisory Authorities’ Consumer Protection and Financial Innovation Sub-Committee |
Digital Finance and Innovation, Joint Committee, Investor protection |
Reference |
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ESMA35-43-2938 |
Final report - Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements |
Guidelines and Technical standards, Investor protection |
Final Report |
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ESMA35-43-1215 |
Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body |
Guidelines and Technical standards, Joint Committee, Investor protection |
Compliance table |
DOWNLOAD 302.18 KB |
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ESMA 71-99-1783 |
Press release ESMA Vice Chair 2021 |
Board of Supervisors, About ESMA, Management Board, Press Releases |
Press Release |
DOWNLOAD 80.16 KB |
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