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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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727 documents
Date Reference Title Sections Type Main document Info
ESMA35-335435667-5931 Final Report on the 2023 Common Supervisory Action and Mystery Shopping Exercise on marketing Investor protection Report DOWNLOAD 998.39 KB
ESMA35-335435667-4520 Compliance table on the Guidelines on MiFID II product governance (2023) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 173.43 KB
ESMA35-335435667-4314 Compliance table on the Gudelines on MiFID II remuneration requirements Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 187.67 KB
ESMA35-1983731921-788 Call for expression of interest: Consultative Working Group for Investor Protection Standing Committee Investor protection Reference DOWNLOAD 185.51 KB
Ares(2024) 3056562 Letter from the European Commission on the DLT Pilot Regime Implementation Digital Finance and Innovation, Trading Letter DOWNLOAD 152.24 KB
Related documents Letter to EU institutions on DLT Pilot Regime Implementation
Summary
Translated versions
ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting Investor protection Reference DOWNLOAD 456.1 KB
ESMA24-229244789-4738 SMSG advice on the consultation on reverse solicitation and the qualification of crypto-assets as financial instruments under MiCA Digital Finance and Innovation, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 281.77 KB
ESMA70-156-1434 Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) Benchmarks, Guidelines and Technical standards Compliance table DOWNLOAD 200.08 KB
JC 2024 24 Consultation paper on draft regulatory technical standard on the harmonisation of conditions enabling the conduct of the oversight activities under Article 41(1) point (c) of Regulation (EU) 2022/2554 Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 529.11 KB
DORA dry run exercise factsheet Factsheet for 2024 DORA dry run exercise Digital Finance and Innovation, Joint Committee Reference DOWNLOAD 187.14 KB
ESMA50-524821-3153 TRV Article - Crypto assets: Market structures and EU relevance Digital Finance and Innovation, Risk monitoring Report DOWNLOAD 664.88 KB
ESMA75-117376770-460 Letter to EU institutions on DLT Pilot Regime Implementation Digital Finance and Innovation, Trading Letter DOWNLOAD 150.42 KB
Related documents Letter from the European Commission on the DLT Pilot Regime Implementation
Summary
Translated versions
ESMA50-524821-3157 TRV Article - Social media sentiment: Influence on EU equity prices Investor protection, Risk monitoring Report DOWNLOAD 486.29 KB
ESMA35-335435667-5923 List of EU Member States using the temporary exemption from the payment for order flow (PFOF) prohibition under the MiFIR review Investor protection Reference DOWNLOAD 51.62 KB
ESMA84-858037815-66 Consultation on European Green Bond Regulation - Reply form Investor protection, Supervisory convergence, Sustainable finance Reference DOWNLOAD 732.06 KB
Related documents Consultation Paper on European Green Bond Regulation
Summary
Translated versions
ESMA84-2037069784-2116 Consultation Paper on European Green Bond Regulation Investor protection, Supervisory convergence, Sustainable finance Consultation Paper DOWNLOAD 912.31 KB
Related documents Consultation on European Green Bond Regulation - Reply form
Summary
Translated versions
ESMA75-453128700-949 Final Report on draft technical standards specifying requirements for cooperation, exchange of information, and notification between competent authorities, ESAs, and third countries under MiCA Digital Finance and Innovation, Guidelines and Technical standards Final Report DOWNLOAD 641.13 KB
ESMA18-72330276-1634 Final Report on Draft technical Standards specifying certain requirements of the Markets in Crypto Assets Regulation (MiCA) – first package Digital Finance and Innovation, Guidelines and Technical standards Final Report DOWNLOAD 814.09 KB
ESMA75-453128700-1002 Consultation Paper on the Technical Standards specifying certain requirements of MiCA (3rd package) Digital Finance and Innovation Consultation Paper DOWNLOAD 621 KB
Related documents Consultation Paper on the Technical Standards specifying certain requirements of MiCA (3rd package) - Reply form
Summary

Consultation Paper on technical standards and guidelines specifying certain requirements of the MiCA on detection and prevention of market abuse, investor protection and operational resilience.
Translated versions
ESMA75-453128700-1012 Consultation Paper on the Technical Standards specifying certain requirements of MiCA (3rd package) - Reply form Digital Finance and Innovation Reference DOWNLOAD 739.11 KB