ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

269 documents
Date Sort ascending Reference Title Sections Type Main document Info
09-172d Protocol on the Operation of CESR MiFID Database CESR Archive Reference DOWNLOAD 127.16 KB
10-1459 Call for evidence - Implementing measures on the Alternative Investment Fund Managers Directive CESR Archive Consultation Paper DOWNLOAD 92.68 KB
10-1466 Call for expressions of interest regarding the setting up of ESMA’s Securities and Markets Stakeholder Group CESR Archive Reference DOWNLOAD 101.99 KB
10-1415 Summary of responses from investment firms and execution venues to CESR’s 2009 Best Execution Questionnaire (Sections 1-4) CESR Archive Reference DOWNLOAD 346.24 KB
10-1253 Consultation Paper: CESR’s Guidelines on Risk Measurement and the Calculation of Global Exposure for certain types of structured UCITS CESR Archive Consultation Paper DOWNLOAD 205.28 KB
10-212b Mandate for the IT management and governance group of CESR CESR Archive Reference DOWNLOAD 156.14 KB
10-1175a Data on Prospectuses approved and passported in the EU from January 2010 to June 2010 CESR Archive Reference DOWNLOAD 77.3 KB
10-1259 Supervisory notice - College of Supervisors announced for the Japan Credit Rating Agency Limited CESR Archive Reference DOWNLOAD 55.8 KB
10-791c Consultation paper - Development of Pan-European Access to Financial Information Disclosed by Listed Companies CESR Archive Consultation Paper DOWNLOAD 466.17 KB
10-530 Consultation paper - Guidelines on the selection and presentation of performance scenarios in the Key Investor Information document for structured UCITS CESR Archive Consultation Paper DOWNLOAD 171.6 KB
10-672 Consultation paper - Guidelines for the transition from the Simplified Prospectus to the Key Investor Information document CESR Archive Consultation Paper DOWNLOAD 140.16 KB
10-532 Consultation paper - A guide to clear language and layout for the Key Investor Information document CESR Archive Consultation Paper DOWNLOAD 152.51 KB
10-794 Consultation paper - Template for the Key Investor Information document CESR Archive Consultation Paper DOWNLOAD 133.42 KB
10-809 Consultation paper - Transaction Reporting on OTC Derivatives and Extension of the Scope of Transaction Reporting Obligations CESR Archive Consultation Paper DOWNLOAD 143.71 KB
10-610 Consultation paper - Standardisation and exchange trading of OTC derivatives CESR Archive Consultation Paper DOWNLOAD 288.76 KB
10-831 Consultation paper - CESR Technical Advice to the European Commission in the context of the MiFID Review – Client Categorisation CESR Archive Consultation Paper DOWNLOAD 258.18 KB
10-006 Mandate for the Committee for Economic and Markets Analysis (CEMA) CESR Archive Reference DOWNLOAD 100.83 KB
AMP Italy Accepted Market Practics: Liquidity Enhancement Agreements and Purchase of own shares to set up a shares warehouse position (Italy) CESR Archive Reference DOWNLOAD 151.52 KB
10-536 Consultation paper - Guidance on the Enforcement Practices and Activities to be Conducted under Article 21.3(a) of the Regulation CESR Archive Consultation Paper DOWNLOAD 205.65 KB
10-537 Consultation paper - Guidance on Common Standards for Assessment of Compliance of Credit Rating Methodologies with the Requirements set out in Article 8(3) CESR Archive Consultation Paper DOWNLOAD 214.09 KB