ESMA Library
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
114 documents
Date Sort ascending | Reference | Title | Sections | Type | Main document | Info | ||||||
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ESMA35-335435667-4520 | Compliance table on the Guidelines on MiFID II product governance (2023) | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 173.43 KB | ||||||||
ESMA35-335435667-4314 | Compliance table on the Gudelines on MiFID II remuneration requirements | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 187.67 KB | ||||||||
ESMA70-156-1434 | Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) | Benchmarks, Guidelines and Technical standards | Compliance table | DOWNLOAD 200.08 KB | ||||||||
ESMA74-2119945925-1627 | Compliance table on the Guidelines on standardised procedures and messaging protocols | Guidelines and Technical standards, Post Trading | Compliance table | DOWNLOAD 430.39 KB | ||||||||
ESMA74-2119945925-1626 | Compliance table on the Guidelines on settlement fails reporting under Article 7 CSDR | Guidelines and Technical standards, Post Trading | Compliance table | DOWNLOAD 492.55 KB | ||||||||
ESMA74-2119945925-1625 | Compliance table on the Guidelines on the process for the calculation of the indicators to determine the substantial importance of a CSD for a host Member State | Guidelines and Technical standards, Post Trading | Compliance table | DOWNLOAD 474.91 KB | ||||||||
ESMA74-2119945925-1624 | Compliance table on the Guidelines on the process for the calculation of the indicators to determine the most relevant currencies in which settlement takes place | Guidelines and Technical standards, Post Trading | Compliance table | DOWNLOAD 265.11 KB | ||||||||
ESMA74-2119945925-1622 | Compliance table on the Guidelines on internalised settlement reporting under Article 9 of CSDR | Guidelines and Technical standards, Post Trading | Compliance table | DOWNLOAD 242.35 KB | ||||||||
ESMA70-151-732 | Compliance table for the Guidelines on participant default rules and procedures under Regulation (EU) No 909/2014 (ESMA70-151-294) | Guidelines and Technical standards, Post Trading | Compliance table | DOWNLOAD 255.69 KB | ||||||||
ESMA70-151-1417 | Compliance table for ESMA's Guidelines on the cooperation between authorities under Articles 17 and 23 of CSDR (ESMA70-151-435) | Guidelines and Technical standards, Post Trading | Compliance table | DOWNLOAD 242.48 KB | ||||||||
ESMA70-151-727 | Compliance table for the Guidelines on CSD Access to the trading feeds of CCPs and trading venues (ESMA70-151-298) | Guidelines and Technical standards, Post Trading | Compliance table | DOWNLOAD 264.26 KB | ||||||||
ESMA32-67-802 | Compliance table on the Guidelines on the enforcement of financial information | Guidelines and Technical standards, Transparency | Compliance table | DOWNLOAD 192.71 KB | ||||||||
ESMA35-335435667-4315 | Compliance table on the Guidelines on certain aspects of the MiFID II suitability requirements (2023 revised version) | Guidelines and Technical standards, Investor protection | Compliance table | DOWNLOAD 174.96 KB | ||||||||
ESMA/2024/MVP/0001-ExA | Negotiated procedure – Legal advice for CTP selection procedure – DEADLINE for expression of interest 18/3/2024 | Procurement | ONGOING Procedure | |||||||||
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ESMA34-45-1128 | Compliance table - Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | DOWNLOAD 250.6 KB | ||||||||
ESMA91-1505572268-3492 | Compliance table on the Guidelines on valuation of contracts | CCP, Guidelines and Technical standards | Compliance table | DOWNLOAD 181.13 KB | ||||||||
ESMA91-1505572268-3490 | Compliance table on the Guidelines on Failing or Likely to Fail | CCP, Guidelines and Technical standards | Compliance table | DOWNLOAD 211 KB | ||||||||
ESMA91-1505572268-3457 | Compliance table on the Guidelines on Early Intervention Measures | CCP, Guidelines and Technical standards | Compliance table | DOWNLOAD 206.81 KB | ||||||||
ESMA91-1505572268-3456 | Compliance table on the Guidelines on temporary restrictions | CCP, Guidelines and Technical standards | Compliance table | DOWNLOAD 209.25 KB | ||||||||
ESMA91-1505572268-3069 | Compliance table on the Guidelines on CCP recovery plan indicators | CCP, Guidelines and Technical standards | Compliance table | DOWNLOAD 235.31 KB |