|
|
2016/JCESA QA |
Questions and Answers on Big Data |
Joint Committee |
Q&A |
DOWNLOAD 333.65 KB |
|
|
|
2016/1673 |
2016-1673 Q&A on MiFID II commodity derivatives topics |
Trading |
Q&A |
DOWNLOAD 338.93 KB |
|
|
|
2016/1669 |
2016-1669 Q&A on AIFMD |
Fund Management |
Q&A |
DOWNLOAD 436.68 KB |
|
|
|
2016/1586 |
Questions and Answers on UCITS Directive |
Fund Management |
Q&A |
DOWNLOAD 454.07 KB |
|
|
|
2016/665 |
Q&A on ESMA’s EU-wide stress tests for CCPs |
Post Trading |
Q&A |
DOWNLOAD 269.98 KB |
|
|
|
2015/1005 |
Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing |
Digital Finance and Innovation |
Q&A |
DOWNLOAD 157.73 KB |
|
|
|
2013/318 |
Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies |
Prospectus, Issuer disclosure, Transparency |
CESR Document |
DOWNLOAD 265.19 KB |
|
|
|
2013/159 |
Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update) |
Short Selling |
Q&A |
DOWNLOAD 873.32 KB |
|
|
|
JC/CP/2012/01 Feedback statement |
ESA feedback statement on the Joint CP on Financial Conglomerates |
Joint Committee |
CESR Document |
DOWNLOAD 82.95 KB |
|
|
|
2012/415 |
Call for Evidence on Empty Voting |
Transparency, Issuer disclosure |
CESR Document |
DOWNLOAD 275.66 KB |
|
|
|
|
|
2012/382 |
MiFID Q&A in the area of investor protection and intermediaries |
Investor protection |
Q&A |
DOWNLOAD 319.78 KB |
|
|
|
2012/113 |
Questions and Answers - A Common Definition of European Money Market Funds - updated February 2012 |
Fund Management |
Q&A |
DOWNLOAD 83.79 KB |
|
|
|
2011/67 |
Feedback statement - Consultation Paper on proposed amendments to CESR |
Prospectus, Issuer disclosure |
CESR Document |
DOWNLOAD 384.63 KB |
|
|
|
10-1351 |
Feedback statement - Transaction Reporting on OTC Derivatives and Extension of the Scope of Transaction Reporting Obligations |
CESR Archive |
CESR Document |
DOWNLOAD 93.89 KB |
|
|
|
10-1318 |
Guidelines - Selection and presentation of performance scenarios in the Key Investor Information document (KII) for structured UCITS |
CESR Archive |
CESR Document |
DOWNLOAD 198.56 KB |
|
|
|
10-1319 |
Guidelines - Transition from the Simplified Prospectus to the Key Investor Information document |
CESR Archive |
CESR Document |
DOWNLOAD 136.11 KB |
|
|
|
10-1320 |
CESR’s guide to clear language and layout for the Key Investor Information document |
CESR Archive |
CESR Document |
DOWNLOAD 161.87 KB |
|
|
|
CESR/10-1321 |
CESR’s template for the Key Investor Information document |
CESR Archive |
CESR Document |
DOWNLOAD 108.44 KB |
|
|
|
10-1396 |
Feedback statement - CESR’s level 3 guidelines on the selection and presentation of performance scenarios in the Key Investor Information document (KII) for structured UCITS |
CESR Archive |
CESR Document |
DOWNLOAD 124.29 KB |
|
|
|
10-1397 |
Feedback statement - Guidelines for the transition from the Simplified Prospectus to the Key Investor Information document |
CESR Archive |
CESR Document |
DOWNLOAD 112.83 KB |
|
