ESMA Library
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
321 documents
| Date Sort ascending | Reference | Title | Sections | Type | Main document | Info |
|---|---|---|---|---|---|---|
| ESMA74-362-2351 | Final report - Guidelines on transfer of data between Trade Repositories under EMIR and SFTR | Market data, Securities Financing Transactions, Trade Repositories | Final Report | DOWNLOAD 714.09 KB | ||
| ESMA71-99-1913 | Press_Release_Enforcement REGIS TR | Board of Supervisors, Press Releases, Trade Repositories | Press Release | DOWNLOAD 121.76 KB | ||
| ESMA41-356-274 | Public notice on REGIS TR, S.A. | Board of Supervisors, Trade Repositories | Reference | DOWNLOAD 183.48 KB | ||
| ESMA41-356-271 | Decision of the Board of Supervisors to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR, S.A | Board of Supervisors, Trade Repositories | Decision | DOWNLOAD 1.17 MB | ||
| ESMA71-99-1864 | ESMA Statement on Ukraine | Benchmarks, Board of Supervisors, CCP, Issuer disclosure, Credit Rating Agencies, Fund Management, Market Abuse, Market Integrity, Trading, Post Trading, Press Releases, Trade Repositories, Trading | Statement | DOWNLOAD 93.35 KB | ||
| ESMA22-106-3735 | Summary of Conclusions Joint BoS-SMSG - 18 November 2021 | Board of Supervisors, Securities and Markets Stakeholder Group | Summary of Conclusions | DOWNLOAD 95.46 KB | ||
| ESMA 22-106-3766 | Summary of Conclusions SMSG - 18 November 2021 | Securities and Markets Stakeholder Group | Summary of Conclusions | DOWNLOAD 151.54 KB | ||
| ESMA22-106-3809 | SMSG response to ESAs on their joint Call for evidence on the European Commission mandate regarding the PRIIPs Regulation | Fund Management, Joint Committee, Securities and Markets Stakeholder Group | Reference | DOWNLOAD 325.26 KB | ||
| ESMA22-106-3800 | SMSG response to ESMA on its Call for evidence on the EC mandate on certain aspects relating to retail investor protection | Investor protection, Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 374.84 KB | ||
| ESMA22-106-3734 | SMSG advice to ESMA on its Consultation Paper on the review of certain aspects of the Short Selling Regulation | Securities and Markets Stakeholder Group, Short Selling | SMSG Advice | DOWNLOAD 167.66 KB | ||
| ESMA22-106-3638 | SMSG Advice on remuneration guidelines | Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 118.54 KB | ||
| ESMA74-362-2159 | ESMA as a data driven regulator and supervisor - AFME 5th Annual European Compliance and Legal Virtual Conference | Market data, Trading, Market data, Post Trading, Risk monitoring, Securitisation, Speeches, Supervisory convergence, Trade Repositories, Transparency | Speech | DOWNLOAD 167.18 KB | ||
| ESMA22-106-3523 | SMSG Advice on ESMA 2022 annual Work Programme | Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 143.94 KB | ||
| ESMA71-99-1734 | Press Release - ESMA fines UnaVista trade repository €238500 for EMIR data failures | Board of Supervisors, Press Releases, Trade Repositories | Press Release | DOWNLOAD 125.85 KB | ||
| ESMA41-356-233 | Decision - UnaVista Limited | Trade Repositories | Decision | DOWNLOAD 996.23 KB | ||
| ESMA41-356-234 | Public Notice - UnaVista Limited | Trade Repositories | Reference | DOWNLOAD 259.16 KB | ||
| ESMA22-106-3504 | SMSG response to EC consultation on the EU strategy for retail investors | Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 574.91 KB | ||
| ESMA22-106-3473 | SMSG advice to ESMA on Digital Finance | Securities and Markets Stakeholder Group | SMSG Advice | DOWNLOAD 192.4 KB | ||
| ESMA74-362-1978 | Final report Technical Advice to EC on simplification and harmonisation of fees to TRs under EMIR and SFTR | Market data, Post Trading, Securities Financing Transactions, Trade Repositories | Final Report | DOWNLOAD 278.42 KB | ||
| ESMA71-99-1715 | Press Release - DTCC Derivatives Repository fined €408,000 for EMIR data breaches | Board of Supervisors, Press Releases, Trade Repositories | Press Release | DOWNLOAD 128.95 KB |