03/06/2024
EBA/DP/2024/01
Discussion Paper on the Call for advice on the investment firms prudential framework
Investor protection, Joint Committee
Consultation Paper
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30/05/2024
ESMA35-335435667-5924
Public Statement on AI and investment services
Digital Finance and Innovation, Investor protection, MiFID - Secondary Markets
Statement
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24/05/2024
JC Q&As register
Register of the joint Q&As
Joint Committee
Reference
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30/04/2024
JC 2024 22
Joint Committee Update on Risks and Vulnerabilities in the EU Financial System – Spring 2024
Joint Committee, Risk monitoring
Report
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18/04/2024
JC 2024 24
Consultation paper on draft regulatory technical standard on the harmonisation of conditions enabling the conduct of the oversight activities under Article 41(1) point (c) of Regulation (EU) 2022/2554
Digital Finance and Innovation, Joint Committee
Consultation Paper
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11/04/2024
DORA dry run exercise factsheet
Factsheet for 2024 DORA dry run exercise
Digital Finance and Innovation, Joint Committee
Reference
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15/03/2024
JC 2023 22
Consolidated Q&As on the PRIIPs Key Information Document
Fund Management, Joint Committee
Q&A
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12/03/2024
JC 2024 19
Joint SH advice on RTS-ITS on major incident reporting
Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group
SMSG Advice
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12/03/2024
JC 2024 18
Joint SH advice on RTS on subcontracting of ICT services
Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group
SMSG Advice
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12/03/2024
JC 2024 17
Joint SH advice on RTS on threat-led penetration testing (TLPT)
Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group
SMSG Advice
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08/03/2024
ESMA63-1678099970-684
Procurement plan overview
Procurement
Reference
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05/03/2024
ESMA/2024/MVP/0001-ExA
Negotiated procedure – Legal advice for CTP selection procedure – DEADLINE for expression of interest 18/3/2024
Procurement
ONGOING Procedure
Related documents
Summary
This public procurement procedure is for “Legal advice for CTP selection procedure”:
For more information and for expression of interest, please use this link: https://etendering.ted.europa.eu/cft/cft-display.html?cftId=16244
Please note that registration in the eTendering website will give you access to the following functionalities:
Submission of questions;
Notifications related to changes to the planned call for tenders.
ESMA strongly advises registering and subscribing to ensure that no information related to the tender procedure is missed.
Translated versions
06/02/2024
EFIF
EFIF Summary of the November 2023 meeting
Digital Finance and Innovation, Joint Committee
Summary of Conclusions
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01/02/2024
JC 2024 02
Joint ESAs Report on 2023 stocktaking of BigTech direct financial services provision
Digital Finance and Innovation, Joint Committee
Report
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25/01/2024
ESMA12-437499640-2360
Study on data formats and transmission protocols
MiFID - Secondary Markets, Trading
Report
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Related documents
Summary
This document has been prepared for the European Securities and Markets Authority (ESMA) by Accenture NV/SA. It reflects the views only of its authors, and the European Securities and Markets Authority is not liable for any consequence stemming from the reuse of this publication.
Translated versions
17/01/2024
ESMA12-766636679-105
Response to European Commission's targeted consultation on OTC derivatives identifier for public transparency purposes
MiFID - Secondary Markets
Reference
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17/01/2024
JC 2023 86
Final report on draft RTS on ICT Risk Management Framework and on simplified ICT Risk Management Framework
Digital Finance and Innovation, Joint Committee
Final Report
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17/01/2024
JC 2023 85
Final report on draft ITS on Register of Information
Digital Finance and Innovation, Joint Committee
Final Report
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17/01/2024
JC 2023 84
Final report on draft RTS to specify the policy on ICT services supporting critical or important functions
Digital Finance and Innovation, Joint Committee
Final Report
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17/01/2024
JC 2023 83
Final Report on draft RTS on classification of major incidents and significant cyber threats
Digital Finance and Innovation, Joint Committee
Final Report
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