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2016/903 |
ESMA reminds firms of responsibilities when selling bail-in securities |
Investor protection |
Press Release |
DOWNLOAD 145.75 KB |
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2016/739 |
Speech Financial News 20th Anniversary Awards for Excellence - Steven Maijoor, 26 May 2016, London |
Investor protection, Speeches |
Speech |
DOWNLOAD 168.88 KB |
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2016/648 |
ESMA response to the Commission Green Paper on retail financial services |
Investor protection |
Letter |
DOWNLOAD 197.44 KB |
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2016/582 |
ESMA finds room for improvement in national supervision of investment advice to retail clients |
Investor protection, Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 107.49 KB |
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2016/585 |
Suitability Peer Review - Annex |
Investor protection, Supervisory convergence |
Final Report |
DOWNLOAD 987.81 KB |
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2016/584 |
Suitability Peer Review - Final Report |
Investor protection, Supervisory convergence |
Final Report |
DOWNLOAD 459.35 KB |
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2016/225 |
ToR IPISC |
Investor protection |
Reference |
DOWNLOAD 115.58 KB |
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ESA/2016/07 |
The cross-selling of financial products – ESA request to the European Commission |
Joint Committee, Investor protection |
Letter |
DOWNLOAD 90.04 KB |
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2015/1861 |
Final report - Guidelines on cross-selling practices |
Investor protection |
Final Report |
DOWNLOAD 389.42 KB |
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2015/1872 |
Press Release Cross Selling Guidelines |
Investor protection |
Press Release |
DOWNLOAD 156.66 KB |
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2015/1886 |
Final report on guidelines for the assessment of knowledge and competence |
Investor protection |
Final Report |
DOWNLOAD 422.68 KB |
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JC/2015/079 |
2015 list of identified Financial Conglomerates |
Joint Committee, Investor protection |
Reference |
DOWNLOAD 146.29 KB |
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2015/1783 |
Final Report on complex debt instruments and structured deposits |
Investor protection |
Final Report |
DOWNLOAD 409.89 KB |
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2015/1513 |
Letter SM to EC - implementation timeline MiFID MiFIR |
Investor protection |
Letter |
DOWNLOAD 85.8 KB |
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2015/1514 |
Note on MiFID-MiFIR implementation delays |
Investor protection, Trading |
Reference |
DOWNLOAD 131.7 KB |
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2015/1639 |
Steven Maijoor at Economic and Monetary Affairs Committee, European Parliament, Scrutiny Hearing on MiFID II |
Investor protection, Speeches |
Speech |
DOWNLOAD 158.43 KB |
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2015/1006 |
Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities |
Investor protection |
Technical Standards |
DOWNLOAD 357.16 KB |
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2015/753 |
Draft guidelines for the assessment of knowledge and competence |
Investor protection |
Consultation Paper |
DOWNLOAD 332.5 KB |
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2015/610 |
Draft guidelines on complex debt instruments and structured deposits |
Investor protection |
Consultation Paper |
DOWNLOAD 221.62 KB |
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2015/615 |
Call for interest IPISC-CWG renewal |
Investor protection |
Reference |
DOWNLOAD 187.49 KB |
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