ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

683 documents
Date Sort ascending Reference Title Sections Type Main document Info
BoA-D-2024-05 Board of Appeal of the ESAs - Decision in the appeal by NOVIS vs EIOPA Board of Appeal Decision DOWNLOAD 608.12 KB
BoA-D-2024-02 / BoA-O-2024-03 / BoA-O-2024-04 Board of Appeal of the ESAs - combined decisions and orders on Euroins Insurance Group AD vs EIOPA Board of Appeal Decision DOWNLOAD 741.95 KB
JC 2023 18 Consolidated Q&A on the SFDR Joint Committee, Sustainable finance Q&A DOWNLOAD 1.06 MB
ESMA35-335435667-5891 Consultation Paper on the Technical Standards specifying the criteria for establishing and assessing the effectiveness of investment firms’ order execution policies Investor protection Consultation Paper DOWNLOAD 439.86 KB
ESA 2024 12 Consultation Paper on the Guidelines on templates for explanations and opinions, and the standardised test for the classification of crypto-assets Digital Finance and Innovation Consultation Paper DOWNLOAD 944.08 KB
ESMA74-2134169708-7011 MiFIR Review - Consultation Package 3 (equity transparency, volume cap, circuit breakers, SI, the equity CTP, flags under RTS 2) Trading Consultation Paper DOWNLOAD 3.63 MB
ESMA74-2119945925-1996 Consultation Paper on the Draft technical standards amending Regulation (EU) 2017/392 and Regulation (EU) 2017/394 under CSDR on review and evaluation Post Trading Consultation Paper DOWNLOAD 606.54 KB
Related documents Consultation Paper on the Draft technical standards amending Regulation (EU) 2017/392 and Regulation (EU) 2017/394 under CSDR on review and evaluation - Reply form
Summary
Translated versions
ESMA74-2119945925-1976 Consultation Paper on the Technical Advice on the Scope of CSDR Settlement Discipline Post Trading Consultation Paper DOWNLOAD 424.88 KB
Related documents Consultation Paper on the Technical Advice on the Scope of CSDR Settlement Discipline - Reply form
Summary
Translated versions
ESMA74-2119945925-1984 Consultation Paper on the Draft RTS on the information notified by third-country CSDs Post Trading Consultation Paper DOWNLOAD 442.75 KB
Related documents Consultation Paper on the Draft RTS on the information notified by third-country CSDs - Reply form
Summary
Translated versions
ESMA34-1985693317-1097 Consultation Paper on the Guidelines on Liquidity Management Tools of UCITS and open-ended AIFs Fund Management Consultation Paper DOWNLOAD 778.43 KB
Related documents Consultation Paper on the Guidelines on Liquidity Management Tools of UCITS and open-ended AIFs - Reply form
Summary
Translated versions
ESMA34-1985693317-1095 Consultation Paper on the Draft Regulatory Technical Standards on Liquidity Management Tools under the AIFMD and UCITS Directive Fund Management Consultation Paper DOWNLOAD 573.99 KB
Related documents Consultation Paper on the Regulatory Technical Standards on Liquidity Management Tools under the AIFMD and UCITS Directive - Reply form
Summary
Translated versions
ESMA84-2037069784-2168 Consultation Paper on the Supervisory expectations for the management body Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories Consultation Paper DOWNLOAD 497.35 KB
ESMA84-2037069784-2169 Consultation Paper on the Guidelines on the submission of periodic information to ESMA by Benchmark Administrators, Credit Rating Agencies and Market Transparency Infrastructures Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories Consultation Paper DOWNLOAD 1.6 MB
JC 2023 22 Consolidated Q&As on the PRIIPs Key Information Document Fund Management, Joint Committee Q&A DOWNLOAD 986.46 KB
EBA/DP/2024/01 Discussion Paper on the Call for advice on the investment firms prudential framework Investor protection, Joint Committee Consultation Paper DOWNLOAD 916.01 KB
ESMA74-2134169708-7006 ​​Consultation Paper on the amendments to certain technical standards for commodity derivatives Trading Consultation Paper DOWNLOAD 1016.79 KB
ESMA74-2134169708-7225 MiFIR Review Consultation Package (CTPs and DRSPs) Market data, Trading Consultation Paper DOWNLOAD 1.92 MB
Related documents
Summary

Technical Standards related to Consolidated Tape Providers and DRSPs, and assessment criteria for the CTP selection procedure

Translated versions
ESMA74-2134169708-7241 MiFIR Review Consultation Package (non-equity trade transparency, reasonable commercial basis and reference data) Market data, Trading Consultation Paper DOWNLOAD 3.89 MB
Related documents MiFIR Review Consultation Package (non-equity trade transparency, reasonable commercial basis and reference data) - Response form
Summary

Review of RTS 2 on transparency for bonds, structured finance products and emission allowances, draft RTS on reasonable commercial basis and review of RTS 23 on supply of reference data

Translated versions
ESMA34-1270380148-1032 Call for Evidence on the review of the UCITS Eligible Assets Directive Fund Management Consultation Paper DOWNLOAD 413.38 KB
JC 2023 02 Joint Committee Q&As relating to the Securitisation Regulation Securitisation Q&A DOWNLOAD 465.03 KB