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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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201 documents
Date Reference Title Sections Type Main document Info
ESMA91-372-2065 Final Report Draft RTS on Safeguards clients and indirect clients PUBLIC CCP Final Report DOWNLOAD 453.16 KB
ESMA91-372-2125 Letter Chair ESMA response to EC consultation on targeted EMIR Review CCP, Post Trading Letter DOWNLOAD 309.82 KB
MoU for the United Arab Emirates Memorandum of Understanding Related to ESMA’s Monitoring of the Ongoing Compliance with Recognition Conditions by CCPs established in the United Arab Emirates and supervised by the Securities and Commodities Authority CCP Reference DOWNLOAD 240.18 KB
MoU USA - SEC Memorandum of Understanding Related to ESMA’s Assessment of Compliance and Monitoring of the Ongoing Compliance with Recognition Conditions by Certain Clearing Agencies Established in the United States CCP Reference DOWNLOAD 257.43 KB
MoU USA - CFTC Supplemental Arrangement Supplemental Arrangement to 2016 Memorandum of Understanding Related to ESMA’s Assessment of Compliance and Monitoring of the Ongoing Compliance with Recognition Conditions by Derivatives Clearing Organizations Established in the United States CCP Reference DOWNLOAD 177.18 KB
MoU Switzerland Memorandum of Understanding Related to ESMA's Monitoring of the Ongoing Compliance with Recognition Conditions by CCPs Established in Switzerland CCP Reference DOWNLOAD 270.19 KB
MoU Singapore Memorandum of Understanding between ESMA and MAS Related to Central Counterparties Established in Singapore CCP Reference DOWNLOAD 184.8 KB
MoU Korea Memorandum of Understanding between ESMA and the FSC/FSS Related to CCPs Established in the Republic of Korea CCP Reference DOWNLOAD 187.51 KB
MoU New Zeleand Memorandum of Understanding between ESMA, the Reserve Bank of New Zealand and the Financial Markets Authority Related to CCPs Established in New Zealand CCP Reference DOWNLOAD 200.23 KB
MoU Mexico Memorandum of Understanding between European Securities and Markets Authority (ESMA)and theNational Banking and Securities Commission(CNBV) Related toCCPs Established in Mexico CCP Reference DOWNLOAD 245.3 KB
MoU Japan - MAFF/METI Memorandum of Cooperation between the European Securities and Markets Authority, and Ministry of Agriculture, Forestry and Fisheries of Japan and Ministry of Economy, Trade and Industry of Japan Related to CCPs Established in Japan CCP Reference DOWNLOAD 302.44 KB
MoU Japan - JFSA Memorandum of Cooperation between the European Securities and Markets Authority and Financial Services Agency of Japan Related to CCPs Established in Japan CCP Reference DOWNLOAD 202.05 KB
MoU Hong Kong Memorandum of Understanding between ESMA and the Securities and Futures Commission Related to CCPs Established in Hong Kong CCP Reference DOWNLOAD 199.25 KB
MoU Dubai Memorandum of Understanding Related to ESMA’s Monitoring of the Ongoing Compliance with Recognition Conditions by CCPs established in the Dubai International Financial Centre CCP Reference DOWNLOAD 243.06 KB
MoU Canada - Alberta Memorandum of Understanding between ESMA and ASC - CCPs established in the province of Alberta CCP Reference DOWNLOAD 895.8 KB
MoU Canada - Quebec, Ontario Memorandum of Understanding between ESMA, the Ontario Securities Commission and the Autorité des marchés financiers of Québec; Related to Central Counterparties Established in Ontario and Québec – Canada CCP Reference DOWNLOAD 260.67 KB
MoU Brasil Memorandum of Understanding between ESMA and Banco Central do Brasil and Comissão de Valores Mobiliários related to CCPs Established in Brazil CCP Reference DOWNLOAD 546.44 KB
MoU Australia Memorandum of Understanding between RBA, ASIC and ESMA CCP Reference DOWNLOAD 371.26 KB
ESMA91-398-4844 ESMA Public Statement TCCCPs March 2022 CCP Statement DOWNLOAD 44.45 KB
ESMA91-398-4843 ESMA Public Statement UK CCPs March 2022 Brexit, CCP, Post Trading Statement DOWNLOAD 108.48 KB