ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

1062 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA35-335435667-5924 Public Statement on AI and investment services Digital Finance and Innovation, Investor protection, MiFID - Secondary Markets Statement DOWNLOAD 206.21 KB
ESMA35-42-1305 ESCPR - Miscellaneous reporting to ESMA Investor protection Reference DOWNLOAD 647.51 KB
ESMA12-437499640-2360 Study on data formats and transmission protocols MiFID - Secondary Markets, Trading Report DOWNLOAD 1.76 MB
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Summary

This document has been prepared for the European Securities and Markets Authority (ESMA) by Accenture NV/SA. It reflects the views only of its authors, and the European Securities and Markets Authority is not liable for any consequence stemming from the reuse of this publication.

Translated versions
ESMA12-766636679-105 Response to European Commission's targeted consultation on OTC derivatives identifier for public transparency purposes MiFID - Secondary Markets Reference DOWNLOAD 428.14 KB
ESMA65-8-5240 FIRDS Transparency Download Instructions MiFID - Secondary Markets, Trading Reference DOWNLOAD 1.25 MB
ESMA35-42-1088 Q&A on the European crowdfunding service providers for business Regulation Q&A DOWNLOAD 457.72 KB
ESMA35-42-1183 Draft technical standards under the European crowdfunding service providers for business Regulation Investor protection Final Report DOWNLOAD 1.43 MB
ESMA35-36-2201 response form Response form to CP on draft technical standards under the ECSP Regulation Reference DOWNLOAD 773.05 KB
ESMA35-36-2201 Consultation Paper on draft technical standards under the ECSP Regulation Consultation Paper DOWNLOAD 1.24 MB
2011/39 Update on measures adopted by competent authorities on short selling CESR Archive Statement DOWNLOAD 287.67 KB
09-172d Protocol on the Operation of CESR MiFID Database CESR Archive Reference DOWNLOAD 127.16 KB
10-1505 Letter to the IFRS foundation regarding the Trustees' Strategy Review CESR Archive Letter DOWNLOAD 236.52 KB
10-1623 CESR Comment letter to EFRAG regarding the Trustees' Strategy Review CESR Archive Letter DOWNLOAD 249.87 KB
10-1210 Feedback statement - CESR Technical Advice to the European Commission in the Context of the MiFID Review-Standardisation and Organised Platform Trading of OTC Derivatives CESR Archive Final Report DOWNLOAD 281.37 KB
10-1351 Feedback statement - Transaction Reporting on OTC Derivatives and Extension of the Scope of Transaction Reporting Obligations CESR Archive CESR Document DOWNLOAD 93.89 KB
10-1318 Guidelines - Selection and presentation of performance scenarios in the Key Investor Information document (KII) for structured UCITS CESR Archive CESR Document DOWNLOAD 198.56 KB
10-1319 Guidelines - Transition from the Simplified Prospectus to the Key Investor Information document CESR Archive CESR Document DOWNLOAD 136.11 KB
10-1320 CESR’s guide to clear language and layout for the Key Investor Information document CESR Archive CESR Document DOWNLOAD 161.87 KB
CESR/10-1321 CESR’s template for the Key Investor Information document CESR Archive CESR Document DOWNLOAD 108.44 KB
10-1396 Feedback statement - CESR’s level 3 guidelines on the selection and presentation of performance scenarios in the Key Investor Information document (KII) for structured UCITS CESR Archive CESR Document DOWNLOAD 124.29 KB