|
|
ESMA90-1-163 |
Multilateral Memorandum of Understanding on Cooperation for Information Sharing Regarding Participants in a Clearing or Settlement System |
Brexit, International cooperation |
Reference |
DOWNLOAD 630.61 KB |
|
|
|
EU-UKFCA MoU |
EU-UK FCA MoU on consultation, cooperation and exchange of information |
Brexit, International cooperation |
Reference |
DOWNLOAD 219.12 KB |
|
|
|
ESMA-UKFCA MoU |
ESMA-UK FCA MoU on consultation, cooperation and exchange of information |
Brexit, International cooperation |
Reference |
DOWNLOAD 398.41 KB |
|
|
|
ESMA22-105-1230 |
Annex to Opening Statement for ECON Hearing 12 October 2020 |
Board of Supervisors, Brexit, About ESMA, COVID-19, Speeches |
Reference |
DOWNLOAD 350.51 KB |
|
|
|
|
|
ESMA35-43-1493 |
MiFID II supervisory briefing on the use of third-country branches by EU firms |
Brexit, Investor protection, Supervisory convergence |
Reference |
DOWNLOAD 469.29 KB |
|
|
|
09-172d |
Protocol on the Operation of CESR MiFID Database |
CESR Archive |
Reference |
DOWNLOAD 127.16 KB |
|
|
|
10-1466 |
Call for expressions of interest regarding the setting up of ESMA’s Securities and Markets Stakeholder Group |
CESR Archive |
Reference |
DOWNLOAD 101.99 KB |
|
|
|
10-1415 |
Summary of responses from investment firms and execution venues to CESR’s 2009 Best Execution Questionnaire (Sections 1-4) |
CESR Archive |
Reference |
DOWNLOAD 346.24 KB |
|
|
|
10-212b |
Mandate for the IT management and governance group of CESR |
CESR Archive |
Reference |
DOWNLOAD 156.14 KB |
|
|
|
10-1175a |
Data on Prospectuses approved and passported in the EU from January 2010 to June 2010 |
CESR Archive |
Reference |
DOWNLOAD 77.3 KB |
|
|
|
10-1259 |
Supervisory notice - College of Supervisors announced for the Japan Credit Rating Agency Limited |
CESR Archive |
Reference |
DOWNLOAD 55.8 KB |
|
|
|
10-006 |
Mandate for the Committee for Economic and Markets Analysis (CEMA) |
CESR Archive |
Reference |
DOWNLOAD 100.83 KB |
|
|
|
AMP Italy |
Accepted Market Practics: Liquidity Enhancement Agreements and Purchase of own shares to set up a shares warehouse position (Italy) |
CESR Archive |
Reference |
DOWNLOAD 151.52 KB |
|
|
|
10-349 |
Commission's response to CESR's letter regarding the MiFID review |
CESR Archive |
Reference |
DOWNLOAD 99.53 KB |
|
|
|
10-349 |
Commission's response to CESR's letter regarding the MiFID review |
CESR Archive |
Reference |
DOWNLOAD 99.53 KB |
|
|
|
MARKT G3/SH/cr Ares (2009) |
Commission request for additional information from CESR in relation to the review of MiFID |
CESR Archive |
Reference |
DOWNLOAD 79.6 KB |
|
|
|
D001842 |
Mandate from Commissioner McCreevy to Eddy Wymeersch on implementing measures of UCITS IV Directive |
CESR Archive |
Reference |
DOWNLOAD 239.89 KB |
|
|
|
09-1008 |
3L3 Work Programme 2010 |
CESR Archive |
Reference |
DOWNLOAD 33.89 KB |
|
|
|
09-1053 |
CESR Work Programme 2010 |
CESR Archive |
Reference |
DOWNLOAD 115.84 KB |
|
|
|
09-1047 |
Annex - CESR Work Programme 2010 |
CESR Archive |
Reference |
DOWNLOAD 99.21 KB |
|
