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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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126 documents
Date Reference Title Sections Type Main document Info
ESMA34-45-974 Compliance table on Guidelines on liquidity stress testing in UCITS and AIFs Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 230.68 KB
ESMA35-43-3339 Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms Guidelines and Technical standards, Supervisory convergence Compliance table DOWNLOAD 174.28 KB
Related documents Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms
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Translated versions
ESMA35-43-3020 Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 320.25 KB
ESMA70-156-177 Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) Trading Compliance table DOWNLOAD 147.64 KB
ESMA34-32-898 Compliance table on Guidelines on Article 25 of the AIFMD Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 199.22 KB
Joint Committee SFDR Q&As Questions related to Regulation (EU) 2019/2088 on SFDR Joint Committee, Sustainable finance Q&A DOWNLOAD 794.9 KB
JC 2022 26 SFDR queries forwarded to the Commission Joint Committee, Sustainable finance Q&A DOWNLOAD 132.33 KB
ESMA32-51-370 Q&A on ESMA Guidelines on Alternative Performance Measures Issuer disclosure, About ESMA Q&A DOWNLOAD 368.62 KB
ESMA35-43-2183 Compliance table - Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 161.56 KB
ESMA32-67-184 Compliance table - guidelines on APMs ESMA 2015-1415 Issuer disclosure, Guidelines and Technical standards Compliance table DOWNLOAD 127.7 KB
ESMA35-43-1215 Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body Guidelines and Technical standards, Joint Committee, Investor protection Compliance table DOWNLOAD 302.18 KB
JC/2015/087 Compliance Table GL financial conglomerates Guidelines and Technical standards, Joint Committee Compliance table DOWNLOAD 300.38 KB
ESMA34-32-458 Compliance table - Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 111.92 KB
2016/572 Compliance table - Guidelines on key concepts of the AIFMD Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 153.05 KB
SFDR EC Q&A CORRECTION EC Q&A on sustainability-related disclosures - correction Joint Committee, Sustainable finance Q&A DOWNLOAD 87.19 KB
ESMA50-164-4045 Guidelines on the reporting to Competent Authorities under Article 37 of the MMF Regulation Fund Management Compliance table DOWNLOAD 145.22 KB
ESMA35-43-1430 Compliance table on Guidelines on MiFID II suitability requirements Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 145.3 KB
ESMA34-49-373 Compliance table on Revised Guidelines on stress tests scenarios under Article 28 of the MMF Regulation ESMA 34-49-291 Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 220.66 KB
ESMA35-43-1957 Compliance table - Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 163.99 KB
SFDR EC Q&A EC Q&A on sustainability-related disclosures Joint Committee, Sustainable finance Q&A DOWNLOAD 601.99 KB