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ESMA31-67-127 |
Question and answers on Transparency Directive (TD) |
Brexit, Issuer disclosure, Prospectus, Supervisory convergence, Transparency |
Q&A |
DOWNLOAD 352.79 KB |
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ESMA71-99-1423 |
QA Fast Track Peer Review - Wirecard |
Issuer disclosure, Guidelines and Technical standards, Supervisory convergence |
Q&A |
DOWNLOAD 248.14 KB |
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ESMA70-156-3581 |
Final Report on SME GMs RTS-ITS under MAR |
Market Abuse, Market Integrity |
Final Report |
DOWNLOAD 691.32 KB |
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ESMA70-156-3329 |
MiFID II MiFIR review report on the transparency regime for non-equity instruments |
Trading |
Final Report |
DOWNLOAD 1.48 MB |
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ESMA35-43-2424 |
Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR |
Investor protection |
Final Report |
DOWNLOAD 1.23 MB |
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ESMA70-156-2391 |
Final Report - MAR Review |
Market Abuse, Market Integrity |
Final Report |
DOWNLOAD 1.94 MB |
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ESMA70-155-10272 |
Final Report on Cum Ex and other multiple withholding tax reclaim schemes |
Market Abuse, Market Integrity, Trading |
Final Report |
DOWNLOAD 906.57 KB |
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ESMA50-165-1287 |
ESMA report on trends, risks and vulnerabilities no.2 2020 |
Risk monitoring |
Final Report |
DOWNLOAD 2.6 MB |
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ESMA70-156-3490 |
CSDR RTS on Settlement Discipline – Postponement until 1 February 2022 |
Post Trading |
Final Report |
DOWNLOAD 365.39 KB |
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ESMA31-62-1426 |
ESMA Guidelines on disclosure requirements under the Prospectus Regulation |
Prospectus |
Final Report |
DOWNLOAD 1.41 MB |
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ESMA33-128-1217 |
Guidelines on securitisation repository data completeness and consistency thresholds |
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Final Report |
DOWNLOAD 557.17 KB |
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ESMA32-60-607 |
Final report on draft RTS including 2020 update RTS on ESEF |
Electronic reporting |
Final Report |
DOWNLOAD 6.21 MB |
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ESMA35-36-1946 |
Final Report Guidelines on certain aspects of the MiFID II compliance function requirements |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 395.33 KB |
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ESMA70-151-3107 |
Technical advice on FRANDT commercial terms for clearing services (Article 4(3a)) |
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Final Report |
DOWNLOAD 710.45 KB |
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ESMA80-189-6982 |
EU CLO credit ratings – an overview of Credit Rating Agencies practices and challenges |
COVID-19, Credit Rating Agencies |
Final Report |
DOWNLOAD 436.43 KB |
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ESMA34-39-968 |
Final report - Guidelines on performance fees in UCITS and certain types of AIFs |
Fund Management, Guidelines and Technical standards |
Final Report |
DOWNLOAD 483.83 KB |
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ESMA70-156-2311 |
MiFID II Review Report on position limits and position management |
Trading, Supervisory convergence |
Final Report |
DOWNLOAD 591.78 KB |
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ESMA43-370-103 |
Final report on TA on EMIR 2.2 CCP fines |
CCP, Credit Rating Agencies, Post Trading, Trade Repositories |
Final Report |
DOWNLOAD 478.11 KB |
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ESMA70-151-2919 |
Final Report EMIR RTS on Colleges for CCPs |
CCP, Post Trading, Supervisory convergence |
Final Report |
DOWNLOAD 273.08 KB |
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ESMA50-165-1040 |
ESMA report on trends, risks and vulnerabilities no.1 2020 |
Risk monitoring |
Final Report |
DOWNLOAD 1.42 MB |
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