ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

74 documents
Date Sort ascending Reference Title Sections Type Main document Info
EBA/DP/2024/01 Discussion Paper on the Call for advice on the investment firms prudential framework Investor protection, Joint Committee Consultation Paper DOWNLOAD 916.01 KB
JC 2024 22 Joint Committee Update on Risks and Vulnerabilities in the EU Financial System – Spring 2024 Joint Committee, Risk monitoring Report DOWNLOAD 767.6 KB
JC 2024 24 Consultation paper on draft regulatory technical standard on the harmonisation of conditions enabling the conduct of the oversight activities under Article 41(1) point (c) of Regulation (EU) 2022/2554 Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 529.11 KB
JC 2024 02 Joint ESAs Report on 2023 stocktaking of BigTech direct financial services provision Digital Finance and Innovation, Joint Committee Report DOWNLOAD 1.03 MB
ESA 2023 27 Joint ESAs Report on Innovation Facilitators 2023 Digital Finance and Innovation, Joint Committee Report DOWNLOAD 1.39 MB
JC 2023 72 Consultation Paper on draft RTS on TLPT Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 734.17 KB
JC 2023 71 Consultation Paper on draft Guidelines on oversight cooperation Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 488.69 KB
JC 2023 70 Consultation Paper on draft RTS and ITS on major incident reporting under DORA Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 1.19 MB
JC 2023 69 Consultation Paper on draft RTS on oversight harmonisation Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 610.85 KB
JC 2023 68 Consultation Paper on draft GL on costs and losses Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 332.67 KB
JC 2023 67 Consultation Paper on draft RTS subcontracting Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 692.71 KB
JC 2023 77 Consultation Paper on joint Guidelines on the system for the exchange of information relevant to fit and proper assessments Investor protection, Joint Committee Consultation Paper DOWNLOAD 431.89 KB
JC 2023 17 Joint European Supervisory Authorities’ criteria on the independence of supervisory authorities Joint Committee, Supervisory convergence Report DOWNLOAD 336.07 KB
ESA 2023 23 Joint ESAs Technical Advice on two EC delegated acts under the Digital Operational Resilience Act (DORA) specifying further criteria for critical ICT third-party service providers Digital Finance and Innovation, Joint Committee Report DOWNLOAD 990.08 KB
JC 2023 42 2023 Joint ESAs Report on the extent of voluntary disclosure of principal adverse impacts under SFDR Joint Committee, Sustainable finance Report DOWNLOAD 445.61 KB
ESA 2023 22 ESAs Report on the landscape of ICT third-party providers in the EU Digital Finance and Innovation, Joint Committee Report DOWNLOAD 295.5 KB
JC 2023 44 Joint Committee report on Risks and Vulnerabilities in the EU financial system - Autumn 2023 Joint Committee, Risk monitoring Report DOWNLOAD 531.6 KB
JC 2023 35 Consultation Paper on content of the policy in relation to the contractual arrangements on the use of ICT services supporting critical or important functions provided by ICT third-party service providers Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 568.18 KB
JC 2023 36 Consultation Paper on draft ITS to establish the templates composing the register of information in relation to all contractual arrangements on the use of ICT services provided by ICT third-party service providers Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 1.57 MB
Related documents Annex I for the template register of information at Entity level Annex II for the template register of information at (sub)consolidated level
Summary
Translated versions
JC 2023 34 Consultation Paper on draft RTS on the criteria for the classification of ICT related incidents, materiality thresholds for major incidents and significant cyber threats Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 830.61 KB