ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

96 documents
Date Sort ascending Reference Title Sections Type Main document Info
BOA/2015/001 Decision of the Board of Appeal of the European Supervisory Authorities given under Article 60 of Regulation (EU) No 1094/2010 and the Board of Appeal’s Rules of Procedure (BOA 2012 002) Joint Committee, Board of Appeal Decision DOWNLOAD 147.78 KB
2015/1048 Public Notice - ESMA fines DBRS Ratings Limited Credit Rating Agencies Decision DOWNLOAD 186.47 KB
2014/SMSG/002 Decision - Rules of procedure of the Securities and Markets Stakeholder Group Securities and Markets Stakeholder Group Decision DOWNLOAD 131.88 KB
2014/BOA/05 Decision by the ESA BoA concerning Investor Protection Europe sprl Joint Committee, Board of Appeal Decision DOWNLOAD 229.85 KB
2014/C1/02 Board of Appeal Decision Joint Committee, Board of Appeal Decision DOWNLOAD 368.94 KB
2014/MB/39 Decision on the Implementing Rules to the Financial Regulation of ESMA Management Board Decision DOWNLOAD 279.01 KB
2014/MB/38 Decision on the Financial Regulation of ESMA Management Board Decision DOWNLOAD 392.78 KB
2014/544 Decision to adopt a supervisory measure taking the form of a public notice in accordance with Articles 23e(5) and 24 of Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies Credit Rating Agencies Decision DOWNLOAD 49.36 KB
BoA 2013-014 Board of Appeal Decision Global Private Rating Company v. ESMA Joint Committee, Board of Appeal Decision DOWNLOAD 361.96 KB
BoA 2013-008 Board of Appeal Decision Joint Committee, Board of Appeal Decision DOWNLOAD 242.72 KB
2011/BS/229 Decision of the European Securities and Markets Authority establishing its Review Panel Board of Supervisors, About ESMA, Supervisory convergence Decision DOWNLOAD 35.86 KB
2011/MB/69 Decision of the Management Board - Access to documents Management Board, About ESMA Decision DOWNLOAD 201.73 KB
2011/BS/123 Decision of the Board of Supervisors - Appointment of the Securities and Markets Stakeholder Group Board of Supervisors, Securities and Markets Stakeholder Group Decision DOWNLOAD 171.3 KB
2011/MB/3 Decision of the Management Board - Internal language arrangements Management Board, About ESMA Decision DOWNLOAD 18.51 KB
2011/MB/4 Decision of the Management Board - Professional secrecy Management Board, About ESMA Decision DOWNLOAD 34.68 KB
ESMA41-140-155 Decision of the Management Board - Code of good administrative behaviour About ESMA, Management Board Decision DOWNLOAD 179.82 KB