|
ESMA42-111-7381 |
Peer review on supervision of CSDs providing cross–border services or participating in interoperable links |
Supervisory convergence |
Final Report |
DOWNLOAD 762.77 KB |
|
|
ESMA71-99-2062 |
ESMA publishes its assessment of the Brexit relocation processes |
Brexit, Supervisory convergence |
Press Release |
DOWNLOAD 96.02 KB |
|
|
ESMA71-99-1856 |
Press release_ESMA finds shortcomings in supervision of cross-border investment activities and issues specific recommendations to CySEC |
Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 137.72 KB |
|
|
ESMA71-99-1651 |
ESMA highlights need for increased efforts on EMIR and SFTR data quality |
Market data, Press Releases, Securities Financing Transactions, Supervisory convergence |
Press Release |
DOWNLOAD 85.72 KB |
|
|
|
ESMA74-362-1853 |
Final report Draft Guidelines On periodic information to be submitted to ESMA by Trade Repositories |
Market data, Supervisory convergence, Trade Repositories |
Final Report |
DOWNLOAD 221.11 KB |
|
|
ESMA71-99-1438 |
Press Release Union Strategic Supervisory Priorities |
Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 84.48 KB |
|
|
ESMA71-99-1438 |
Press Release Union Strategic Supervisory Priorities |
Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 84.48 KB |
|
|
ESMA71-99-1420 |
Fast Track Peer Review PR - Wirecard |
Issuer disclosure, Guidelines and Technical standards, Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 137.39 KB |
|
|
ESMA71-99-1339 |
ESMA promotes convergence in the supervision of costs in UCITS and AIFs |
Fund Management, Supervisory convergence |
Press Release |
DOWNLOAD 85.27 KB |
|
|
ESMA70-156-2311 |
MiFID II Review Report on position limits and position management |
Trading, Supervisory convergence |
Final Report |
DOWNLOAD 591.78 KB |
|
|
ESMA70-151-2919 |
Final Report EMIR RTS on Colleges for CCPs |
CCP, Post Trading, Supervisory convergence |
Final Report |
DOWNLOAD 273.08 KB |
|
|
ESMA71-99-1256 |
ESMA CRAs TRs thematic fees report |
Press Releases, Supervisory convergence, Trade Repositories |
Press Release |
DOWNLOAD 101.41 KB |
|
|
|
ESMA71-99-1263 |
Press release: ESMA calls for strengthened supervision on suspicious transaction reporting |
Market Abuse, Supervisory convergence |
Press Release |
DOWNLOAD 100.61 KB |
|
|
ESMA42-111-4916 |
STOR Peer Review Report |
Market Abuse, Supervisory convergence |
Final Report |
DOWNLOAD 1.17 MB |
|
|
ESMA42-111-4479 |
Peer review on the Guidelines on ETFs and other UCITS issues |
Supervisory convergence |
Final Report |
DOWNLOAD 1.11 MB |
|
|
ESMA71-99-944 |
ESMA publishes 2018 Supervisory Convergence Work Programme |
Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 243.98 KB |
|
|
ESMA71-99-661 |
Peer Review on MiFID Compliance Function Press Release |
Investor protection, Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 149.89 KB |
|
|
|
ESMA42-111-4285 |
Peer review on certain aspects of the compliance function under Mi-FID I |
Investor protection, Supervisory convergence |
Final Report |
DOWNLOAD 1.25 MB |
|
|
ESMA71-99-521 |
ESMA recommends improvements in financial information enforcement |
Financial reporting, Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 148.06 KB |
|
|
|
ESMA71-99-526 |
ESMA issues sector-specific principles on relocations from the UK to the EU27 |
Brexit, Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 157.73 KB |
|