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2016/1047 |
Press Release Prospectus Peer Review |
Prospectus, Supervisory convergence |
Press Release |
DOWNLOAD 188.52 KB |
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2016/1055 |
Peer Review Report on Prospectus Approval Process |
Prospectus, Supervisory convergence |
Final Report |
DOWNLOAD 1.23 MB |
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2016/582 |
ESMA finds room for improvement in national supervision of investment advice to retail clients |
Investor protection, Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 107.49 KB |
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2016/585 |
Suitability Peer Review - Annex |
Investor protection, Supervisory convergence |
Final Report |
DOWNLOAD 987.81 KB |
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2016/584 |
Suitability Peer Review - Final Report |
Investor protection, Supervisory convergence |
Final Report |
DOWNLOAD 459.35 KB |
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2016/229 |
ToR SCSC |
Supervisory convergence |
Reference |
DOWNLOAD 93.7 KB |
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2016/406 |
ESMA publishes report on EU accounting enforcement in 2015 |
Issuer disclosure, Financial reporting, Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 121.47 KB |
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2016/410 |
ESMA Report on Enforcement and Regulatory Activities of Accounting Enforcers in 2015 |
Issuer disclosure, Financial reporting, Supervisory convergence |
Report |
DOWNLOAD 692.52 KB |
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2016/297 |
Follow-up MMF |
Fund Management, Supervisory convergence |
Report |
DOWNLOAD 882.13 KB |
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2016/284 |
ESMA publishes first supervisory convergence work programme |
About ESMA, Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 107.18 KB |
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2016/203 |
2016 Supervisory Convergence Work Programme |
About ESMA, Supervisory convergence |
Reference |
DOWNLOAD 340.61 KB |
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2015/1791 |
Peer Review Report Compliance with SSR as regards Market Making activities |
Supervisory convergence |
Report |
DOWNLOAD 615.09 KB |
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2015/1905 |
MAD Supervisory Practices peer review follow-up |
Market Abuse, Supervisory convergence |
Final Report |
DOWNLOAD 239.64 KB |
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2015/592 |
Automated Trading Guidelines - ESMA peer review among National Competent Authorities |
Supervisory convergence |
Final Report |
DOWNLOAD 930.33 KB |
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2015/495 |
ESMA publishes review on best execution supervisory practices under MiFID |
Investor protection, Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 112.68 KB |
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2015/494 |
Best Execution under MiFID |
Investor protection, Supervisory convergence |
Final Report |
DOWNLOAD 761.62 KB |
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2014/1478 |
ESMA reviews supervisory practices on MiFID investor information |
Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 136.83 KB |
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2014/1485 |
MiFID – Conduct of Business, fair, clear and not misleading information |
Supervisory convergence |
Final Report |
DOWNLOAD 614.16 KB |
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2013/1709 |
Review Panel Methodology |
Supervisory convergence |
Reference |
DOWNLOAD 98.29 KB |
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2013/852 |
ESMA review finds good compliance with EU market abuse rules |
Market Abuse, Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 132.09 KB |
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