ESMA Library
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
31 documents
Date Sort ascending | Reference | Title | Sections | Type | Main document | Info | ||||||
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ESMA42-2004696504-7771 | Follow-up Report to the Peer Review into supervisory actions aiming at enhancing the quality of data reported under EMIR | Post Trading, Supervisory convergence | Report | DOWNLOAD 419.48 KB | ||||||||
ESMA91-1505572268-3108 | 2022 CCP Peer Review on Due diligence of clearing members | CCP, Supervisory convergence | Report | DOWNLOAD 571.53 KB | ||||||||
JC 2023 17 | Joint European Supervisory Authorities’ criteria on the independence of supervisory authorities | Joint Committee, Supervisory convergence | Report | DOWNLOAD 336.07 KB | ||||||||
ESMA42-2004696504-7627 | Follow-up Report to the peer review on certain aspects of the compliance function under MiFID I | Supervisory convergence | Report | DOWNLOAD 482.4 KB | ||||||||
ESMA42-111-7570 | Follow-up Peer Review on Guidelines on ETFs and other UCITS issues | Supervisory convergence | Report | DOWNLOAD 925.06 KB | ||||||||
ESMA42-111-7468 | Peer review into the NCAs’ handling of relocation to the EU in the context of the UK’s withdrawal from the EU | Brexit, Supervisory convergence | Report | DOWNLOAD 1.03 MB | ||||||||
ESMA74-427-607 | EMIR and SFTR data quality report 2021 | Market data, Supervisory convergence | Report | DOWNLOAD 1.53 MB | ||||||||
ESMA42-111-5534 | Peer review report on cross border activities investment firms | Supervisory convergence | Report | DOWNLOAD 802.07 KB | ||||||||
ESMA42-110-3265 | Report on the independence of National Competent Authorities | Supervisory convergence | Report | DOWNLOAD 458.92 KB | ||||||||
ESMA81-393-98 | Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing | Benchmarks, Supervisory convergence | Report | DOWNLOAD 200.21 KB | ||||||||
ESMA80-193-1713 | EMIR and SFTR data quality report 2020 | Market data, Press Releases, Securities Financing Transactions, Supervisory convergence | Report | DOWNLOAD 791.94 KB | ||||||||
ESMA32-67-716 | Report on IFRS 10-11-12 | Issuer disclosure, Audit, Financial reporting | Report | DOWNLOAD 480.12 KB | ||||||||
ESMA70-156-3351 | Report on PTRR services with regards to the clearing obligation | Post Trading, Supervisory convergence | Report | DOWNLOAD 2.03 MB | ||||||||
ESMA42-111-5349 | Fast Track Peer Review Report - Wirecard | Issuer disclosure, Guidelines and Technical standards, Supervisory convergence | Report | DOWNLOAD 1.33 MB | ||||||||
ESMA42-111-4128 | PEER REVIEW ON GUIDELINES ON ENFORCEMENT OF FINANCIAL INFORMATION - Country report DE | Issuer disclosure, Guidelines and Technical standards, Supervisory convergence | Report | DOWNLOAD 285.02 KB | ||||||||
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ESMA34-39-1042 | Supervisory briefing on the supervision of costs in UCITS and AIFs | Fund Management, Supervisory convergence | Report | DOWNLOAD 162.41 KB | ||||||||
ESMA32-334-150 | Report On the use of Alternative Performance Measures and on the compliance with ESMA’s APM Guidelines | Issuer disclosure, Supervisory convergence | Report | DOWNLOAD 800.36 KB | ||||||||
ESMA80-196-3218 | Follow-up Report on fees charged by CRAs and TRs | Credit Rating Agencies, Supervisory convergence, Trade Repositories | Report | DOWNLOAD 606.45 KB | ||||||||
ESMA70-151-2820 | Supervisory measures and Penalties under Articles 4, 9, 10 and 11 of EMIR | Post Trading, Supervisory convergence | Report | DOWNLOAD 819.71 KB | ||||||||
ESMA42-111-4895 | EMIR data quality peer review | Post Trading, Supervisory convergence | Report | DOWNLOAD 862.01 KB |