ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

191 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA70-145-1145 Consultation paper on Guidelines on periodic information and notification of material changes to be submitted to ESMA by Trades Repositories Market Integrity, Post Trading Consultation Paper DOWNLOAD 554.47 KB
ESMA70-145-127 Consultation paper on the evaluation of the short-selling regulation Market Integrity, Short Selling Consultation Paper DOWNLOAD 1.46 MB
2016/723 Consultation Paper on ESMA technical advice on Benchmarks Regulation Market Integrity, Benchmarks Consultation Paper DOWNLOAD 905.26 KB
2016/288 Discussion Paper Benchmarks Regulation Market Integrity, Benchmarks Consultation Paper DOWNLOAD 1017.02 KB
2016/162 Consultation paper - Draft Guidelines on the Market Abuse Regulation Market Abuse, Market Integrity Consultation Paper DOWNLOAD 406.76 KB
2014/1352 Consultation Paper on review of the technical standards on reporting under Article 9 of EMIR Market Integrity Consultation Paper DOWNLOAD 657.07 KB
2013/1649 ESMA’s policy orientations on possible implementing measures under the Market Abuse Regulation Market Abuse, Market Integrity Consultation Paper DOWNLOAD 950.26 KB
2012/278 Call for evidence on Transaction reporting Market Integrity Consultation Paper DOWNLOAD 286 KB
10-1459 Call for evidence - Implementing measures on the Alternative Investment Fund Managers Directive CESR Archive Consultation Paper DOWNLOAD 92.68 KB
10-1253 Consultation Paper: CESR’s Guidelines on Risk Measurement and the Calculation of Global Exposure for certain types of structured UCITS CESR Archive Consultation Paper DOWNLOAD 205.28 KB
10-791c Consultation paper - Development of Pan-European Access to Financial Information Disclosed by Listed Companies CESR Archive Consultation Paper DOWNLOAD 466.17 KB
10-530 Consultation paper - Guidelines on the selection and presentation of performance scenarios in the Key Investor Information document for structured UCITS CESR Archive Consultation Paper DOWNLOAD 171.6 KB
10-672 Consultation paper - Guidelines for the transition from the Simplified Prospectus to the Key Investor Information document CESR Archive Consultation Paper DOWNLOAD 140.16 KB
10-532 Consultation paper - A guide to clear language and layout for the Key Investor Information document CESR Archive Consultation Paper DOWNLOAD 152.51 KB
10-794 Consultation paper - Template for the Key Investor Information document CESR Archive Consultation Paper DOWNLOAD 133.42 KB
10-809 Consultation paper - Transaction Reporting on OTC Derivatives and Extension of the Scope of Transaction Reporting Obligations CESR Archive Consultation Paper DOWNLOAD 143.71 KB
10-610 Consultation paper - Standardisation and exchange trading of OTC derivatives CESR Archive Consultation Paper DOWNLOAD 288.76 KB
10-831 Consultation paper - CESR Technical Advice to the European Commission in the context of the MiFID Review – Client Categorisation CESR Archive Consultation Paper DOWNLOAD 258.18 KB
10-536 Consultation paper - Guidance on the Enforcement Practices and Activities to be Conducted under Article 21.3(a) of the Regulation CESR Archive Consultation Paper DOWNLOAD 205.65 KB
10-537 Consultation paper - Guidance on Common Standards for Assessment of Compliance of Credit Rating Methodologies with the Requirements set out in Article 8(3) CESR Archive Consultation Paper DOWNLOAD 214.09 KB