03/06/2024
EBA/DP/2024/01
Discussion Paper on the Call for advice on the investment firms prudential framework
Investor protection, Joint Committee
Consultation Paper
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30/05/2024
ESMA35-335435667-5924
Public Statement on AI and investment services
Digital Finance and Innovation, Investor protection, MiFID - Secondary Markets
Statement
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29/05/2024
ESMA74-1103241886-945
ESMA Statement on Pre-close calls
Market Abuse, Market Integrity
Statement
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23/05/2024
ESMA35-335435667-4520
Compliance table on the Guidelines on MiFID II product governance (2023)
Guidelines and Technical standards, Investor protection
Compliance table
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23/05/2024
ESMA35-335435667-4314
Compliance table on the Gudelines on MiFID II remuneration requirements
Guidelines and Technical standards, Investor protection
Compliance table
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23/05/2024
ESMA74-2134169708-7006
Consultation Paper on the amendments to certain technical standards for commodity derivatives
Trading
Consultation Paper
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23/05/2024
ESMA74-2134169708-7225
MiFIR Review Consultation Package (CTPs and DRSPs)
Market data, Trading
Consultation Paper
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Related documents
Summary
Technical Standards related to Consolidated Tape Providers and DRSPs, and assessment criteria for the CTP selection procedure
Translated versions
21/05/2024
ESMA74-2134169708-7241
MiFIR Review Consultation Package
Market data, Trading
Consultation Paper
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Related documents
MiFIR Review Consultation Package - Response form
Summary
Review of RTS 2 on transparency for bonds, structured finance products and emission allowances, draft RTS on reasonable commercial basis and review of RTS 23 on supply of reference data
Translated versions
07/05/2024
ESMA34-1270380148-1032
Call for Evidence on the review of the UCITS Eligible Assets Directive
Fund Management
Consultation Paper
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30/04/2024
ESMA70-156-1434
Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209)
Benchmarks, Guidelines and Technical standards
Compliance table
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18/04/2024
JC 2024 24
Consultation paper on draft regulatory technical standard on the harmonisation of conditions enabling the conduct of the oversight activities under Article 41(1) point (c) of Regulation (EU) 2022/2554
Digital Finance and Innovation, Joint Committee
Consultation Paper
DOWNLOAD 529.11 KB
05/04/2024
ESMA74-2119945925-1627
Compliance table on the Guidelines on standardised procedures and messaging protocols
Guidelines and Technical standards, Post Trading
Compliance table
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05/04/2024
ESMA74-2119945925-1626
Compliance table on the Guidelines on settlement fails reporting under Article 7 CSDR
Guidelines and Technical standards, Post Trading
Compliance table
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05/04/2024
ESMA74-2119945925-1625
Compliance table on the Guidelines on the process for the calculation of the indicators to determine the substantial importance of a CSD for a host Member State
Guidelines and Technical standards, Post Trading
Compliance table
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05/04/2024
ESMA74-2119945925-1624
Compliance table on the Guidelines on the process for the calculation of the indicators to determine the most relevant currencies in which settlement takes place
Guidelines and Technical standards, Post Trading
Compliance table
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04/04/2024
ESMA74-2119945925-1622
Compliance table on the Guidelines on internalised settlement reporting under Article 9 of CSDR
Guidelines and Technical standards, Post Trading
Compliance table
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04/04/2024
ESMA70-151-732
Compliance table for the Guidelines on participant default rules and procedures under Regulation (EU) No 909/2014 (ESMA70-151-294)
Guidelines and Technical standards, Post Trading
Compliance table
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04/04/2024
ESMA70-151-1417
Compliance table for ESMA's Guidelines on the cooperation between authorities under Articles 17 and 23 of CSDR (ESMA70-151-435)
Guidelines and Technical standards, Post Trading
Compliance table
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04/04/2024
ESMA70-151-727
Compliance table for the Guidelines on CSD Access to the trading feeds of CCPs and trading venues (ESMA70-151-298)
Guidelines and Technical standards, Post Trading
Compliance table
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02/04/2024
ESMA84-2037069784-2122
Consultation Paper on the Proposed Revisions to Commission Delegated Regulation (EU) 447/2012 and Annex I of CRA Regulation
Credit Rating Agencies
Consultation Paper
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