ESMA Library

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191 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA74-449133380-434 Consultation Paper for MiCA implementation - Reply form Digital Finance and Innovation Reference DOWNLOAD 850.22 KB
ESMA74-449133380-425 Consultation Paper on the Technical Standards specifying certain requirements of MiCA Digital Finance and Innovation Consultation Paper DOWNLOAD 1.03 MB
ESMA24-225943895-200 Verena Ross' speech at the FESE convention, 28 June 2023 Digital Finance and Innovation, Investor protection, Market data, Speeches Speech DOWNLOAD 97.9 KB
ESMA74-1658524332-697 Verena Ross' speech at ISLA 30th Annual Securities Finance & Collateral Management Conference, 21 June 2023 Digital Finance and Innovation, Speeches Speech DOWNLOAD 182.63 KB
Related documents
Summary

Building safe digital financial markets: a collective effort

Translated versions
JC 2023 35 Consultation Paper on content of the policy in relation to the contractual arrangements on the use of ICT services supporting critical or important functions provided by ICT third-party service providers Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 568.18 KB
JC 2023 36 Consultation Paper on draft ITS to establish the templates composing the register of information in relation to all contractual arrangements on the use of ICT services provided by ICT third-party service providers Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 1.57 MB
Related documents Annex I for the template register of information at Entity level Annex II for the template register of information at (sub)consolidated level
Summary
Translated versions
JC 2023 34 Consultation Paper on draft RTS on the criteria for the classification of ICT related incidents, materiality thresholds for major incidents and significant cyber threats Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 830.61 KB
JC 2023 39 Consultation Paper on draft RTS on ICT risk management tools, methods, processes and policies Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 1.03 MB
JC 2023 40 DORA public consultation on the first batch of policy products Digital Finance and Innovation, Joint Committee Reference DOWNLOAD 224.36 KB
Related documents Consultation Paper on draft RTS on ICT risk management tools, methods, processes and policies Consultation Paper on draft RTS on the criteria for the classification of ICT related incidents, materiality thresholds for major incidents and significant cyber threats Consultation Paper on draft ITS to establish the templates composing the register of information in relation to all contractual arrangements on the use of ICT services provided by ICT third-party service providers Consultation Paper on content of the policy in relation to the contractual arrangements on the use of ICT services supporting critical or important functions provided by ICT third-party service providers
Summary
Translated versions
ESMA70-460-189 Q&As DLT Pilot Regulation Digital Finance and Innovation, Trading Q&A DOWNLOAD 313.42 KB
JC SC DOR-23-54 Joint European Supervisory Authority Discussion paper on DORA Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 780.88 KB
ESMA50-164-5210 Compliance table on Guidelines on outsourcing to cloud service providers Digital Finance and Innovation, Guidelines and Technical standards Compliance table DOWNLOAD 198.4 KB
ESMA70-154-4767 Terms of Reference - Digital Finance Standing Committee Digital Finance and Innovation Reference DOWNLOAD 259.1 KB
ESMA50-164-7229 Verena Ross' speech at Consob conference: “The New Frontiers of Digital Finance”, 10 March 2023 Digital Finance and Innovation, Speeches Speech DOWNLOAD 157.54 KB
Related documents
Summary

Digital finance and capital markets – securing the frontier

Translated versions
ESMA70-460-213 Guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure Guidelines and Technical standards, Digital Finance and Innovation, Trading Guidelines & Recommendations DOWNLOAD 383.56 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA22-106-4405 SMSG advice on DORA Digital Finance and Innovation, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 223.06 KB
ESMA50-164-7147 Verena Ross' speech at Afore Consulting 7th Annual FinTech and Regulation Conference, 7 February 2023 Digital Finance and Innovation, Speeches Speech DOWNLOAD 191.37 KB
Related documents
Summary

Developments in AI and blockchain – how do we protect investors and supervise markets effectively?

Translated versions
ESMA50-164-6247 TRV article: Artificial intelligence in EU securities markets Digital Finance and Innovation Report DOWNLOAD 467.9 KB
ESMA71-99-2076 Costs of retail investment products continue slow decline - Press Release Fund Management, Digital Finance and Innovation Press Release DOWNLOAD 154.61 KB
Related documents ESMA annual statistical report on performance and costs of retail investment products in the EU - 2023 Annexes - ESMA Statistical Report on Costs and Performance of EU Retail Investment Products
Summary
Translated versions
ESMA50-165-2357 ESMA annual statistical report on performance and costs of retail investment products in the EU - 2023 Fund Management, Digital Finance and Innovation Report DOWNLOAD 961.29 KB