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Ares(2013)3304576 |
REQUEST TO ESMA FOR TECHNICAL ADVICE ON POSSIBLE DELEGATED ACTS CONCERNING THE REGULATION ON INSIDER DEALING AND MARKET MANIPULATION (MARKET ABUSE) ((EC)No XX/2013) |
Market Abuse, Market Integrity |
Reference |
DOWNLOAD 56.55 KB |
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2013/992 |
ESMA finalises supervisory co-operation agreements for alternative investment |
Fund Management, Press Releases, International cooperation |
Press Release |
DOWNLOAD 167.72 KB |
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2013/998 |
Guidelines on the model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities |
International cooperation, Fund Management |
Guidelines & Recommendations |
DOWNLOAD 245.15 KB |
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2013/852 |
ESMA review finds good compliance with EU market abuse rules |
Market Abuse, Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 132.09 KB |
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2013/806 |
Supervisory Practices under MAD - Mapping Report |
Market Abuse, Supervisory convergence |
Final Report |
DOWNLOAD 315.44 KB |
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2013/805 |
Supervisory Practices under MAD - Peer review report and Good Practices |
Market Abuse, Supervisory convergence |
Final Report |
DOWNLOAD 1.17 MB |
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MOU ESMA/DFSA |
MOU on the supervision of CRAs - ESMA and Dubai FSA |
Credit Rating Agencies, International cooperation |
Reference |
DOWNLOAD 181.09 KB |
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MOU Canada ESMA |
MOU on the supervision of CRAs - ESMA and Canadian authorities |
Credit Rating Agencies, International cooperation |
Reference |
DOWNLOAD 139.68 KB |
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MOU CNV ESMA |
MOU on the supervision of CRAs - ESMA and CNV Argentina |
Credit Rating Agencies, International cooperation |
Reference |
DOWNLOAD 169.13 KB |
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MOU SEC ESMA |
MOU on the supervision of CRAs - ESMA and SEC |
Credit Rating Agencies, International cooperation |
Reference |
DOWNLOAD 306.87 KB |
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MOU SFC ESMA |
MOU on the supervision of CRAs - ESMA and SFC Hong Kong |
Credit Rating Agencies, International cooperation |
Reference |
DOWNLOAD 497.63 KB |
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2012/124 |
MOU on the supervision of CRAs - ESMA and MAS |
Credit Rating Agencies, International cooperation |
Reference |
DOWNLOAD 574.14 KB |
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2011/454 |
MOU on the supervision of CRAs - ESMA and ASIC |
Credit Rating Agencies, International cooperation |
Reference |
DOWNLOAD 4 MB |
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AMF AMP 2012 |
Accepted market practices: Liquidity contracts for bonds (France) - Not continued under MAR |
Market Abuse |
Reference |
DOWNLOAD 242.43 KB |
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AMP Netherlands |
Accepted Market Practices: Liquidity agreements (Netherlands) - TERMINATED UNDER MAR ON 19 September 2017 |
Market Abuse |
Reference |
DOWNLOAD 96.72 KB |
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09-219 |
Guidelines - MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market |
Guidelines and Technical standards, Market Abuse |
Guidelines & Recommendations |
DOWNLOAD 281.09 KB |
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09-220 |
Feedback statement - MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market |
Market Abuse |
CESR Document |
DOWNLOAD 238.16 KB |
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AMP Greece |
Accepted Market Practices: Purchase of own shares to hold them for future acquisition of shares of another company (Greece) - Not continued under MAR |
Market Abuse |
Reference |
DOWNLOAD 77.84 KB |
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08-717 |
Consultation paper - MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market |
Market Abuse |
Consultation Paper |
DOWNLOAD 88.1 KB |
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AMP Portugal |
Accepted Market Practices: Liquidity Contracts (Portugal) – To be replaced by an accepted market practice under MAR |
Market Abuse |
Reference |
DOWNLOAD 101.04 KB |
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