ESMA Library
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
243 documents
| Date Sort ascending | Reference | Title | Sections | Type | Main document | Info |
|---|---|---|---|---|---|---|
| ESMA70-151-2820 | Supervisory measures and Penalties under Articles 4, 9, 10 and 11 of EMIR | Post Trading, Supervisory convergence | Report | DOWNLOAD 819.71 KB | ||
| ESMA42-111-4895 | EMIR data quality peer review | Post Trading, Supervisory convergence | Report | DOWNLOAD 862.01 KB | ||
| ESMA71-319-144 | Building the EU Capital Markets Union while fostering global financial markets - EU-Asia Financial Dialogue/ASIFMA Conference | International cooperation, Speeches, Supervisory convergence, Sustainable finance | Speech | DOWNLOAD 135.51 KB | ||
| ESMA70-145-457 | Final report on Draft Regulatory Technical Standards on cooperation arrangements under Regulation (EU) No 596/2014 on market abuse | Market Abuse | Final Report | DOWNLOAD 409.3 KB | ||
| ESMA70-156-1394 | Reply form for the Consultation Paper on MAR review report | Market Abuse | Reference | DOWNLOAD 775.94 KB | ||
| ESMA71-99-1226 | Press release MAR review consulation | Market Abuse | Press Release | DOWNLOAD 92.73 KB | ||
| ESMA70-156-1459 | Consultation paper MAR review | Market Abuse | Consultation Paper | DOWNLOAD 1017.98 KB | ||
| ESMA70-155-8524 | ESMA Opinion CNMV revised Accepted Market Practice | Market Abuse, Market Integrity | Opinion | DOWNLOAD 520.92 KB | ||
| ESMA70-156-835 | Supervisory Briefing PreTradeTransparency Non-Equity Instruments | Trading, Supervisory convergence | Report | DOWNLOAD 148.65 KB | ||
| FISMA.C.3/IK/TL/Ares(2019)2120576 | EC Art 38 MAR mandate | Market Abuse, Market Integrity | Letter | DOWNLOAD 187.62 KB | ||
| ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Issuer disclosure, Prospectus, Corporate Governance, About ESMA, Prospectus, Supervisory convergence | Q&A | DOWNLOAD 957.9 KB | ||
| ESMA71-99-1136 | SCSC Chair reappointed | Board of Supervisors, Supervisory convergence | Statement | DOWNLOAD 78.43 KB | ||
| ESMA71-319-91 | Brexit – the regulatory challenges | Brexit, Fund Management, Trading, Post Trading, Speeches, Supervisory convergence | Speech | DOWNLOAD 175.3 KB | ||
| ESMA35-43-1493 | MiFID II supervisory briefing on the use of third-country branches by EU firms | Brexit, Investor protection, Supervisory convergence | Reference | DOWNLOAD 469.29 KB | ||
| ESMA42-114-647 | ESMA's Supervisory Convergence Work Programme 2019 | Board of Supervisors, Supervisory convergence | Reference | DOWNLOAD 334.85 KB | ||
| ESMA70-145-67 | Compliance table regarding MAR guidelines on delay in the disclosure of inside information | Guidelines and Technical standards, Market Abuse | Compliance table | DOWNLOAD 177.87 KB | ||
| ESMA70-145-153 | Compliance table - MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | DOWNLOAD 179.29 KB | ||
| ESMA20-95-1105 | 2019 Regulatory Work Programme | Board of Supervisors, About ESMA, Supervisory convergence | Report | DOWNLOAD 308.68 KB | ||
| ESMA70-145-1184 | Report Application Accepted Market Practices | Market Abuse, Market Integrity | Report | DOWNLOAD 1.68 MB | ||
| ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | DOWNLOAD 158.47 KB |