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ESMA35-335435667-5924 |
Public Statement on AI and investment services |
Digital Finance and Innovation, Investor protection, MiFID - Secondary Markets |
Statement |
DOWNLOAD 206.21 KB |
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ESMA24-671865080-1303 |
Verena Ross' Keynote speech at the HCMC public conference, 29 May 2024 |
Speeches |
Speech |
DOWNLOAD 172.21 KB |
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ESMA32-193237008-3394 |
List of decisions published in the Extracts from the EECS’s Database of Enforcement |
Financial reporting |
Reference |
DOWNLOAD 310.34 KB |
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| Related documents |
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| Summary |
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| Translated versions |
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ESMA32-193237008-8267 |
29th Extract from the EECS’s Database of Enforcement |
Financial reporting |
Report |
DOWNLOAD 454.47 KB |
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ESMA35-335435667-5931 |
Final Report on the 2023 Common Supervisory Action and Mystery Shopping Exercise on marketing |
Investor protection |
Report |
DOWNLOAD 998.39 KB |
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ESMA24-450544452-2177 |
Verena Ross' Keynote speech at the ICMA AGM & Conference, 23 May 2024 |
Speeches |
Speech |
DOWNLOAD 128.56 KB |
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| Related documents |
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| Summary |
Building more effective and attractive capital markets in the EU
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| Translated versions |
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ESMA35-335435667-4520 |
Compliance table on the Guidelines on MiFID II product governance (2023) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 173.43 KB |
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ESMA35-335435667-4314 |
Compliance table on the Gudelines on MiFID II remuneration requirements |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 187.67 KB |
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ESMA35-1983731921-788 |
Call for expression of interest: Consultative Working Group for Investor Protection Standing Committee |
Investor protection |
Reference |
DOWNLOAD 185.51 KB |
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ESMA50-43599798-9644 |
Verena Ross' speech at the Conference on Macroprudential Policy for Investment Funds, 20 May 2024 |
Risk monitoring, Speeches |
Speech |
DOWNLOAD 219.61 KB |
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ESMA32-992851010-1469 |
Letter to IESBA on the proposed International Ethics Standards for Sustainability Assurance |
Financial reporting, Issuer disclosure, Sustainable finance |
Letter |
DOWNLOAD 88.43 KB |
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ESMA35-43-1410 |
Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting |
Investor protection |
Reference |
DOWNLOAD 456.1 KB |
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ESMA50-524821-3157 |
TRV Article - Social media sentiment: Influence on EU equity prices |
Investor protection, Risk monitoring |
Report |
DOWNLOAD 486.29 KB |
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ESMA35-335435667-5923 |
List of EU Member States using the temporary exemption from the payment for order flow (PFOF) prohibition under the MiFIR review |
Investor protection |
Reference |
DOWNLOAD 51.62 KB |
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ESMA84-858037815-66 |
Consultation on European Green Bond Regulation - Reply form |
Investor protection, Supervisory convergence, Sustainable finance |
Reference |
DOWNLOAD 732.06 KB |
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ESMA84-2037069784-2116 |
Consultation Paper on European Green Bond Regulation |
Investor protection, Supervisory convergence, Sustainable finance |
Consultation Paper |
DOWNLOAD 912.31 KB |
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ESMA32-1188985980-348 |
Letter on IASB’s Exposure Draft Financial Instruments with Characteristics of Equity |
Financial reporting, Issuer disclosure |
Letter |
DOWNLOAD 236.32 KB |
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ESMA32-1188985980-347 |
Letter on EFRAG’s due process on the IASB’s Exposure Draft Financial Instruments with Characteristics of Equity |
Financial reporting, Issuer disclosure |
Letter |
DOWNLOAD 236.8 KB |
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ESMA24-229244789-4704 |
SMSG Advice on the Discussion Paper on Digitalisation and Retail Investors Protection |
Digital Finance and Innovation, Investor protection, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 113.45 KB |
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ESMA35-335435667-4315 |
Compliance table on the Guidelines on certain aspects of the MiFID II suitability requirements (2023 revised version) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 174.96 KB |
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