31/05/2024
ESMA35-1872330276-1670
MiCA Final report on RTS on CoIs
Digital Finance and Innovation
Report
DOWNLOAD 1.05 MB
11/04/2024
ESMA42-2004696504-7771
Follow-up Report to the Peer Review into supervisory actions aiming at enhancing the quality of data reported under EMIR
Post Trading, Supervisory convergence
Report
DOWNLOAD 419.48 KB
10/04/2024
ESMA50-524821-3153
TRV Article - Crypto assets: Market structures and EU relevance
Digital Finance and Innovation, Risk monitoring
Report
DOWNLOAD 664.88 KB
01/02/2024
JC 2024 02
Joint ESAs Report on 2023 stocktaking of BigTech direct financial services provision
Digital Finance and Innovation, Joint Committee
Report
DOWNLOAD 1.03 MB
12/12/2023
ESMA91-1505572268-3108
2022 CCP Peer Review on Due diligence of clearing members
CCP, Supervisory convergence
Report
DOWNLOAD 571.53 KB
11/12/2023
ESA 2023 27
Joint ESAs Report on Innovation Facilitators 2023
Digital Finance and Innovation, Joint Committee
Report
DOWNLOAD 1.39 MB
25/10/2023
JC 2023 17
Joint European Supervisory Authorities’ criteria on the independence of supervisory authorities
Joint Committee, Supervisory convergence
Report
DOWNLOAD 336.07 KB
11/10/2023
ESMA50-2085271018-3351
TRV Article - Decentralised Finance: A categorisation of smart contracts
Digital Finance and Innovation, Risk monitoring
Report
DOWNLOAD 353.39 KB
11/10/2023
ESMA50-2085271018-3349
TRV Article - Decentralised Finance in the EU: Developments and risks
Digital Finance and Innovation, Risk monitoring
Report
DOWNLOAD 791.99 KB
05/10/2023
ESMA12-2121844265-3183
Report on the DLT Pilot Regime - Study on how financial instrument transactions are registered in various Distributed Ledger Technologies
Digital Finance and Innovation, Trading
Report
DOWNLOAD 2.43 MB
Related documents
Report on the DLT Pilot Regime – Study on the extraction of transaction data
Summary
Disclaimer
This document has been prepared for the European Securities and Markets Authority (ESMA) by PwC EU Services EESV (PwC). It reflects the views only of its authors, and the European Securities and Markets Authority is not liable for any consequence stemming from the reuse of this publication.
Translated versions
05/10/2023
ESMA12-2121844265-3182
Report on the DLT Pilot Regime – Study on the extraction of transaction data
Digital Finance and Innovation, Trading
Report
DOWNLOAD 1.71 MB
29/09/2023
ESA 2023 23
Joint ESAs Technical Advice on two EC delegated acts under the Digital Operational Resilience Act (DORA) specifying further criteria for critical ICT third-party service providers
Digital Finance and Innovation, Joint Committee
Report
DOWNLOAD 990.08 KB
27/09/2023
ESA 2023 22
ESAs Report on the landscape of ICT third-party providers in the EU
Digital Finance and Innovation, Joint Committee
Report
DOWNLOAD 295.5 KB
13/07/2023
ESMA42-2004696504-7627
Follow-up Report to the peer review on certain aspects of the compliance function under MiFID I
Supervisory convergence
Report
DOWNLOAD 482.4 KB
06/06/2023
ESMA42-111-7570
Follow-up Peer Review on Guidelines on ETFs and other UCITS issues
Supervisory convergence
Report
DOWNLOAD 925.06 KB
01/02/2023
ESMA50-164-6247
TRV article: Artificial intelligence in EU securities markets
Digital Finance and Innovation
Report
DOWNLOAD 467.9 KB
17/01/2023
ESMA50-165-2357
ESMA annual statistical report on performance and costs of retail investment products in the EU - 2023
Fund Management, Digital Finance and Innovation
Report
DOWNLOAD 961.29 KB
08/12/2022
ESMA42-111-7468
Peer review into the NCAs’ handling of relocation to the EU in the context of the UK’s withdrawal from the EU
Brexit, Supervisory convergence
Report
DOWNLOAD 1.03 MB
04/10/2022
ESMA50-165-2251
TRV article - Crypto-assets and their risks for financial stability
Digital Finance and Innovation, Risk monitoring
Report
DOWNLOAD 540.21 KB
27/09/2022
ESMA70-460-111
Report on the DLT Pilot Regime
Digital Finance and Innovation, Trading
Report
DOWNLOAD 680.69 KB