ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

115 documents
Date Sort ascending Reference Title Sections Type Main document Info
2015/SMSG/023 SMSG reply to the ESAs_PRIIPS_Key information document PRIIPs_final Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 662.2 KB
2015/SMSG/20 SMSG Advice on Assessment of Knowledge and Competence in the Context of MiFID II Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 362.66 KB
SMSG 09/07/15 SMSG Advice on the Commission’s Green Paper “Building a Capital Markets Union” Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 781.74 KB
2014/SMSG/018 SMSG Call for evidence: Competition, choice and conflicts of interest in the credit rating industry Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 91.24 KB
2015/SMSG/017 PART III SMSG Contribution to the Green Paper on CMU - PART III Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 470.85 KB
2015/SMSG/017 PART II SMSG Contribution to the Green Paper on CMU - PART II Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 384.44 KB
2015/SMSG/017 PART I SMSG Contribution to the Green Paper on CMU - PART I Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 274.66 KB
2015/SMSG/016 SMSG Advice on cross-selling Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 92.49 KB
2015/SMSG/011 SMSG Advice – The Use of Credit Ratings by Financial Intermediaries Article 5(a) of the CRA Regulation Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 219.99 KB
2015/SMSG/005 SMSG advice paper on PRIIPS Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 362.86 KB
2015/SMSG/003 SMSG Response to ESMA’s Consultation Paper on Draft Regulatory Technical Standards on prospectus related issues under the Omnibus II Directive Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 286.08 KB
2014/SMSG/51 SMSG advice - EuSEF/EuVECA Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 112.66 KB
2014/SMSG/42 SMSG advice - Data publication Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 633.88 KB
2014/SMSG/47 SMSG advice - Response to ESMA’s Consultation Paper on concerning the Market Abuse Regulation Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 225.37 KB
2014/SMSG/35 SMSG advice - Investor Protection Aspects of the Consultation Paper on MiFID II and MiFIR Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 442.89 KB
2014/SMSG/36 SMSG advice - Trading Venues Aspects of the Consultation Paper on MiFID II and MiFIR Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 193.74 KB
2014/SMSG/37 SMSG advice - Transparency and trading obligations (equities) aspects of the Consultation Paper and Discussion Paper on MiFID II/MiFIR Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 197.86 KB
2014/SMSG/38 SMSG advice - Transparency for the trading of non-equity instruments Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 112.76 KB
2014/SMSG/15 SMSG position paper on Alternative Performance Measures Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 145.69 KB
2014/SMSG/11 SMSG reply to ESMA DP on Market Abuse Regulation Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 209.54 KB