ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

40 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA35-36-2848 Final Report on review of technical standards on passporting under Article 34 of MiFID II Investor protection Final Report DOWNLOAD 723.68 KB
ESMA35-335435667-4321 2022 Report on MiFID II sanctions Investor protection Final Report DOWNLOAD 428.45 KB
ESMA35-36-2819 Final Report on the Review of the ITS on cooperation in supervisory activities under MiFID II Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 340.28 KB
ESMA35-43-3448 Final report on MiFID II guidelines on product governance Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 865.85 KB
ESMA24-436-1547 ESMA letter regarding concerns with changes to the insider list regime Investor protection, Market Integrity, Trading Letter DOWNLOAD 159.66 KB
ESMA70-156-6383 Final Report on ESMA's Opinion on the trading venue perimeter Investor protection, Trading Final Report DOWNLOAD 615.79 KB
ESMA35-43-3172 Final report - Guidelines on certain aspects of the MiFID II suitability requirements Investor protection Final Report DOWNLOAD 612.85 KB
ESMA35-36-2621 Final report EBA-ESMA on SREP guidelines under IFD Investor protection Final Report DOWNLOAD 1.43 MB
ESMA35-43-3088 Review of the MiFID II framework on best execution reports by investment firms Investor protection Final Report DOWNLOAD 282.7 KB
ESMA35-42-1445 Technical Advice on the possibility to extend the transitional period under the crowdfunding regulation Investor protection Final Report DOWNLOAD 235.72 KB
ESMA35-42-1227 Technical Advice on retail investor protection Investor protection Final Report DOWNLOAD 646.19 KB
ESMA35-43-3112 Letter to the EC on the MiFID II suitability consultation Investor protection Letter DOWNLOAD 177.03 KB
ESMA35-36-2537 Final Report on Guidelines on certain aspects of the MiFID II remuneration requirements Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 475.42 KB
ESMA24-436-1152 ESMA response to the Commission consultation on the Listings Act Market Abuse, Investor protection, Prospectus Letter DOWNLOAD 99.52 KB
Related documents Annex - Response to EC targeted consultation on the Listing Act
Summary
Translated versions
ESMA35-43-2938 Final report - Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 537.74 KB
ESMA35-42-1183 Draft technical standards under the European crowdfunding service providers for business Regulation Investor protection Final Report DOWNLOAD 1.43 MB
ESMA32-67-791 Letter to IFRS IC on classification of SPAC shares as equity or liability (IAS 32) Audit, Financial reporting, Investor protection, Prospectus Letter DOWNLOAD 223.92 KB
ESMA35-42-1186 Letter to Commissioner McGuinness - European Crowdfunding Service Providers for Business Investor protection Letter DOWNLOAD 253.15 KB
ESMA35-36-2319 Final Report on joint ESMA and EBA GL on the assessment of suitability of members of the management body Investor protection Final Report DOWNLOAD 883.62 KB
ESMA74-362-1013 MiFIR review report on the obligations to report transactions and reference data Market data, Investor protection Final Report DOWNLOAD 1004.75 KB