05/10/2023
ESMA12-2121844265-3182
Report on the DLT Pilot Regime – Study on the extraction of transaction data
Digital Finance and Innovation, Trading
Report
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02/10/2023
ESMA50-524821-2931
TRV Article - ESG names and claims in the EU fund industry
Risk monitoring, Sustainable finance
Report
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29/09/2023
ESA 2023 23
Joint ESAs Technical Advice on two EC delegated acts under the Digital Operational Resilience Act (DORA) specifying further criteria for critical ICT third-party service providers
Digital Finance and Innovation, Joint Committee
Report
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28/09/2023
JC 2023 42
2023 Joint ESAs Report on the extent of voluntary disclosure of principal adverse impacts under SFDR
Joint Committee, Sustainable finance
Report
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28/09/2023
ESMA22-50751485-1368
2024 Annual Work Programme
About ESMA
Report
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27/09/2023
ESA 2023 22
ESAs Report on the landscape of ICT third-party providers in the EU
Digital Finance and Innovation, Joint Committee
Report
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21/09/2023
ESMA50-524821-2908
TRV article: The EU securitisation market – an overview
Risk monitoring, Securitisation
Report
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18/09/2023
JC 2023 44
Joint Committee report on Risks and Vulnerabilities in the EU financial system - Autumn 2023
Joint Committee, Risk monitoring
Report
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31/08/2023
ESMA50-1389274163-2681
ESMA report on trends, risks and vulnerabilities No. 2, 2023
Risk monitoring
Report
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27/07/2023
ESMA32-380-267
Report on the Implementation of SRD2 provisions on proxy advisors and the investment chain
Corporate Governance, Prospectus
Report
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18/07/2023
ESMA34-1921782652-1922
Report on penalties and measures imposed under the UCITS Directive in 2022
Fund Management
Report
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18/07/2023
ESMA34-1985693317-1074
Report on penalties and measures imposed under the AIFMD in 2022
Fund Management
Report
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17/07/2023
ESMA74-1103241886-880
Report on Suspicious Transaction and Order Reports (STORs)
Market Abuse
Report
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13/07/2023
ESMA42-2004696504-7627
Follow-up Report to the peer review on certain aspects of the compliance function under MiFID I
Supervisory convergence
Report
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12/07/2023
ESMA70-449-748
Report on the Call for Evidence on pre-hedging
Market Abuse, Market Integrity
Report
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11/07/2023
ESMA35-43-3861
Supervisory briefing on understanding the definition of advice under MiFID II
Investor protection
Report
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03/07/2023
ESMA34-45-1814
Report on Marketing requirements and marketing communications under the Regulation on cross-border distribution of funds
Fund Management
Report
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30/06/2023
ESMA70-156-6509
Final Report on Intra-day Volatility Management Mechanism
Risk monitoring, Trading
Report
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06/06/2023
ESMA42-111-7570
Follow-up Peer Review on Guidelines on ETFs and other UCITS issues
Supervisory convergence
Report
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01/06/2023
ESMA30-1668416927-2498
Progress Report on Greenwashing
Sustainable finance
Report
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